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10.a2 2020 Audit Financial Statements City of Scandia, Minnesota Audited Financial Statements December 31, 2020 CITY OF SCANDIA, MINNESOTA TABLE OF CONTENTS INTRODUCTORY SECTION: CITY COUNCIL AND OFFICIALS ................................................................................................................................ 2 FINANCIAL SECTION: INDEPENDENT AUDITOR’S REPORT ........................................................................................................................ 4 REQUIRED SUPPLEMENTARY INFORMATION: Management’s Discussion and Analysis ....................................................................................................................... 7 BASIC FINANCIAL STATEMENTS: Government-wide Financial Statements Statement of Net Position ..................................................................................................................................... 17 Statement of Activities ......................................................................................................................................... 18 Fund Financial Statements Balance Sheet – Governmental Funds .................................................................................................................. 19 Reconciliation of the Balance Sheet – Governmental Funds to the Statement of Net Position .................................................................................................................... 20 Statement of Revenues, Expenditures, and Changes in Fund Balances – Governmental Funds ................................................................................ 21 Reconciliation of Changes in Fund Balance of Governmental Funds to the Statement of Activities ...................................................................................... 22 Statement of Net Position – Proprietary Funds .................................................................................................... 23 Statement of Revenues, Expenses, and Changes in Net Position – Proprietary Funds................................................................................................ 24 Statement of Cash Flows – Proprietary Funds ..................................................................................................... 25 Notes to the Basic Financial Statements ...................................................................................................................... 27 REQUIRED SUPPLEMENTARY INFORMATION: Budgetary Comparison Schedule – General Fund ....................................................................................................... 54 Schedule of City’s Proportionate Share of Net Pension Liability ............................................................................... 56 Schedule of City Pension Contributions ...................................................................................................................... 57 Schedule of Changes in Net Pension Liability (Asset) ................................................................................................ 58 Notes to the Required Supplementary Information ..................................................................................................... 59 SUPPLEMENTARY INFORMATION: Supplemental Combining Balance Sheet – Major Governmental Fund – Debt Service Fund .................................... 64 Supplemental Combining Schedule of Revenues, Expenditures, and Changes in Fund Balance – Major Governmental Fund – Debt Service Fund ..................................................... 65 Combining Balance Sheet – All Nonmajor Governmental Funds ............................................................................... 66 Combining Statement of Revenues, Expenditures, and Changes in Fund Balances – All Nonmajor Governmental Funds ....................................................................... 67 Schedule of Indebtedness ............................................................................................................................................ 68 OTHER REQUIRED REPORTS: Independent Auditor’s Report on Internal Control Over Financial Reporting and on Compliance and Other Matters Based on an Audit of Financial Statements Performed in Accordance with Government Auditing Standards .......................................................................................................................... 70 Schedule of Findings and Responses ........................................................................................................................... 72 Corrective Action Plans ............................................................................................................................................... 74 1 INTRODUCTORY SECTION 2 CITY OF SCANDIA, MINNESOTA CITY COUNCIL AND OFFICIALS FOR THE YEAR ENDED DECEMBER 31, 2020 CITY COUNCIL Term Expires Christine Maefsky Mayor December 31, 2022 Jerry Cusick Council Member December 31, 2022 Steve Kronmiller Council Member December 31, 2024 Chris Ness Council Member December 31, 2020 Patti Ray Council Member December 31, 2022 CITY OFFICIALS Ken Cammilleri City Administrator Colleen Firkus Treasurer 3 FINANCIAL SECTION An Independently Owned Member, RSM US Alliance RSM US Alliance member firms are separate and independent businesses and legal entities that are responsible for their own acts and omissions, and each are separate and independent from RSM US LLP. RSM US LLP is the U.S. member firm of RSM International, a global network of independent audit, tax, and consulting firms. Members of RSM US Alliance have access to RSM International resources through RSM US LLP but are not member firms of RSM International. St. Cloud 320.251.0286 Little Falls 320.632.6311 Albany 320.845.2940 Maple Lake 320.963.5414 Monticello 763.295.5070 www.schlennerwenner.cpa INDEPENDENT AUDITOR’S REPORT Honorable Mayor and City Council City of Scandia, Minnesota Report on the Financial Statements We have audited the accompanying financial statements of the governmental activities, th e business-type activities, each major fund, and the aggregate remaining fund information of the City of Scandia, Minnesota (the City) as of and for the year ended December 31, 2020, and the related notes to the financial statements, which collectively comprise the City’s basic financial statements as listed in the table of contents. Management’s Responsibility for the Financial Statements Management is responsible for the preparation and fair presentation of these financial statements in accordance with accounting principles generally accepted in the United States of America ; this includes the design, implementation and maintenance of internal control relevant to the preparation and fair presentation of financial statements that are free from material misstatemen t, whether due to fraud or error. Auditor’s Responsibility Our responsibility is to express opinions on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free from materi al misstatement. An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in the financial statements. The procedures selected depend on the auditor’s judgment, including the assessment of the risks of material misstatement of t he financial statements, whether due to fraud or error. In making those risk assessments, the auditor considers internal control relevant to the City’s preparation and fair presentation of the financial statements in order to design audit procedures that are appropriate in the circumstances, but not for the purpose o f expressing an opinion on the effectiveness of the City’s internal control. Accordingly, we express no such opinion. An audit also includes evaluating the appropriateness of accounting policies used and the reasonableness of significant accounting estim ates made by management, as well as evaluating the overall presentation of the financial statements. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinions. Opinions In our opinion, the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of the City of Scandia, Minnesota as of December 31, 2020, and the respective changes in financial position and, where applicable, cash flows thereof for the year then ended in accordance with accounting principles generally accepted in the United States of America. 5 Other Matters Required Supplementary Information Accounting principles generally accepted in the United States of America require that the Management’s Discussion and Analysis, Budgetary Comparison Schedule, Schedule of City’s Proportionate Share of Net Pension Liability, Schedule of City Pension Contributions, and Schedule of Changes in Net Pension Liability (Asset) be presented to supplement the basic financial statements. Such information, although not a part of the basic financial statements, is required by the Governmental Accounti ng Standards Board, who considers it to be an essential part of financial reporting for placing the basic financial statements in an appropriate operational, economic, or historical context. We have applied certain limited procedures to the required supplementary information in accordance with auditing standards generally accepted in the United States of America, which consisted of inquiries of management about the methods of preparing the inf ormation and comparing the information for consistency with management’s responses to our inquiries, the basic financial statements, and other knowledge we obtained during our audit of the basic financial statements. We do not express an opinion or provide any assurance on the information because the limited procedures do not provide us with sufficient evidence to express an op inion or provide any assurance. Supplementary Information Our audit was conducted for the purpose of forming opinions on the finan cial statements that collectively comprise the City’s basic financial statements. The introductory section, supplementary combining debt service fund schedules, combining nonmajor fund financial statements, and schedules of indebtedness, as listed in the table of contents, are presented for the purposes of additional analysis and are not a required part of the basic financial statements. The introductory section, supplementary combining debt service fund schedules, combining nonmajor fund financial statements, and schedules of indebtedness have not been subject to the auditing procedures applied in the audit of the basic financial statements, and accordingly, we do not express an opinion or provide any assurance on them. Other Reporting Required by Government Auditing Standards In accordance with Government Auditing Standards, we have also issued our report dated May 18, 2021 on our consideration of the City of Scandia’s internal control over financial reporting and our tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements and other matters. The purpose of that report is solely to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an o pinion on the effectiveness of internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards in considering the City of Scandia’s internal control over financial reporting and compliance. SCHLENNER WENNER & CO. St. Cloud, Minnesota May 18, 2021 6 REQUIRED SUPPLEMENTARY INFORMATION CITY OF SCANDIA, MINNESOTA MANAGEMENT’S DISCUSSION AND ANALYSIS DECEMBER 31, 2020 7 Our discussion and analysis of the City of Scandia’s financial performance provides an overview of the City’s financial activities for the year ended December 31, 2020. Please read it in conjunction with the independent auditor’s report on page four and the City’s financial statements, which begin on page seventeen. FINANCIAL HIGHLIGHTS • The City’s net position increased $404,545 compared to the prior year as a result of this year’s operations. • The City’s General Fund generated more revenue than budgeted by $57,011, excluding transfers in from other funds. Expenditures were less than budgeted by $229,701, excluding transfers to other funds which exceeded budgeted amounts by $27,000. See additional detail pertaining to differences between budgeted and actual amounts at the General Fund’s Budgetary Comparison Schedule on page fifty-four. • The unassigned fund balance in the General Fund of $1,520,442 is 84 percent of the 2020 General Fund budgeted expenditures, excluding budgeted transfers to other funds. • In the City’s Sewer utility funds, revenues increased $41,053 (or 37.37 percent), while operating expenses increased $1,093 (or 0.83 percent). The City’s utility funds ended 2020 with a net gain of $17,634, with the cash position decreasing $45,228, due to capital improvements during 2020. USING THIS ANNUAL REPORT This annual report consists of series of financial statements. The Statement of Net Position and the Statement of Activities (on pages seventeen and eighteen) provide information about the activities of the City as a whole and present a longer-term view of the City’s finances. Fund financial statements start on page nineteen. For governmental activities, these statements tell how these services were financed in the short term as well as what remains for future spending. Fund financial statements also re port the City’s operations in more detail than the government-wide statements by providing information about the City’s most significant funds. The remaining statements provide financial information about activities for which the City a cts solely as an agent for the benefit of those outside of the government. Reporting the City as a Whole Our analysis of the City as a whole begins on page nine. One of the most important questions asked about the City’s finances is, “Is the City as a whole better off or worse off as a result of the year’s activities?” The Statement of Net Position and the Statement of Activities report information about the City as a whole and about its activities in a way that helps answer this question. These statements include all assets, liabilities and deferred outflows/inflows of resources using the accrual basis of accounting, which is similar to the accounting used by most private-sector companies. All of the current year’s revenues and expenses are taken into account regardless of when cash is received or paid. These two statements report the City’s net position and changes net position. You can think of the City’s net position (the difference between assets and liabilities, adjusted for deferred outflows/inflows) as one way to measure the City’s financial health, or financial position. Over time, increases or decreases in the City’s net position are one indicator of whether its financial health is improving or deteriorating. You will need to consider other nonfinancial factors, however, such as changes in the City’s property tax base and the condition of the City’s roads, to assess the overall health of the City. CITY OF SCANDIA, MINNESOTA MANAGEMENT’S DISCUSSION AND ANALYSIS DECEMBER 31, 2020 8 USING THIS ANNUAL REPORT (Continued) Reporting the City as a Whole (Continued) In the Statement of Net Position and the Statement of Activities, we divide the City into two kinds of activities: • Governmental Activities – Most of the City’s basic services are reported here, including law enforcement, fire, public works, parks, planning, and general administration. Property taxes, special assessments, licenses, permits and fees, and state aids finance most of these activities. • Business-type Activities – The City charges a fee to customers to help it cover all or most of the cost of certain services it provides. The City’s 201 Sewer and Uptown sewer systems are reported here. Reporting the City’s Most Significant Funds Our analysis of the City’s major funds begins on page eleven. The fund financial statements begin on page nineteen and provide detailed information about the most significant funds-not the City as a whole. Some funds are required to be established by State law and by bond covenants. However, the City Council may establish other funds to help it control and manage money for particular purposes or to show that it is meeting legal responsibilities for using certain taxes, grants, and other money. T he City’s two kinds of funds (governmental and proprietary) use different accounting approaches. • Governmental Funds – Most of the City’s basic services are reported in governmental funds, which focus on how money flows into and out of those funds and the balances left at year-end that are available for spending. These funds are reported using an accounting method called modified accrual accounting, which measures cash and all other financial assets that can readily be converted to cash. The governmental fund statements provide a detailed short-term view of the City’s general government operations and the basic services it provides. Governmental fund information helps you determine whether there are more or fewer financial resources that can be spent in the near future to finance the City’s programs. We describe the relationship (or differences) between governmental activities (reported in the Statement of Net Position and the Statement of Activities) and governmental funds in reconciliations following the fund financial statements. • Proprietary Funds – When the City charges customers for the services it provides these services are generally reported in proprietary funds. Proprietary funds are reported in the same way that all activities are reported in the Statement of Net Position and the Statement of Activities. In fact, the City’s proprietary funds are the same as the business-type activities we report in the government-wide statements but provide more detail and additional information, such as cash flows, for proprietary funds. CITY OF SCANDIA, MINNESOTA MANAGEMENT’S DISCUSSION AND ANALYSIS DECEMBER 31, 2020 9 THE CITY AS A WHOLE The City’s combined net position increased $404,545 from a year ago. Our analysis below focuses on the net position (Table 1) and changes in net position (Table 2) of the City’s governmental and business-type activities. Table 1 Net Position Governmental Business-Type Total Activities Activities Government 2020 2019 2020 2019 2020 2019 Current and Other Assets 4,997,843$ 4,747,461$ 65,621$ 111,395$ 5,063,464$ 4,858,856$ Net Capital Assets 14,189,533 14,123,434 958,931 895,786 15,148,464 15,019,220 Total Assets 19,187,376 18,870,895 1,024,552 1,007,181 20,211,928 19,878,076 Deferred Outflows of Resources 100,726 69,168 1,923 2,244 102,649 71,412 Current Liabilities 428,303 208,467 9,702 5,643 438,005 214,110 Noncurrent Liabilities 4,189,569 4,429,186 18,316 19,674 4,207,885 4,448,860 Total Liabilities 4,617,872 4,637,653 28,018 25,317 4,645,890 4,662,970 Deferred Inflows of Resources 96,613 115,704 904 4,189 97,517 119,893 Net Position: Net Investment in Capital Assets 10,432,072 9,898,338 958,931 895,786 11,391,003 10,794,124 Restricted 32,356 29,505 - - 32,356 29,505 Unrestricted 4,109,189 4,258,863 38,622 84,133 4,147,811 4,342,996 Total Net Position 14,573,617$ 14,186,706$ 997,553$ 979,919$ 15,571,170$ 15,166,625$ The net position of the City’s governmental activities increased by $386,911 (or 2.73 percent). Unrestricted net position (the part of net position that can be used to finance day-to-day operations without constraints established by debt covenants, enabling legislation, or other legal requirements) decreased by $149,674 (or 3.51 percent) compared to the prior year. The net position of the City’s business-type activities increased by $17,634 (or 1.80 percent), while the unrestricted net position decreased from $84,133 to $38,622 due to the City's investment in capital assets and infrastructure throughout the year, which resulted in a greater portion of the net position being classified as Net Investment in Capital Assets. Aside from this, operations were comparable to the prior year. CITY OF SCANDIA, MINNESOTA MANAGEMENT’S DISCUSSION AND ANALYSIS DECEMBER 31, 2020 10 THE CITY AS A WHOLE (Continued) Table 2 Changes in Net Position Governmental Business-Type Total Activities Activities Government 2020 2019 2020 2019 2020 2019 REVENUE Charges for Services 202,001$ 233,576$ 95,721$ 101,773$ 297,722$ 335,349$ Operating Grants and Contributions 59,964 140,117 - - 59,964 140,117 Capital Grants and Contributions - - 6,844 4,824 6,844 4,824 Taxes 2,443,959 2,268,165 - - 2,443,959 2,268,165 Intergovernmental 346,296 45,549 47,213 46 393,509 45,595 Franchise Fees 25,435 24,934 - - 25,435 24,934 Investment Income 43,124 65,463 594 3,226 43,718 68,689 Other 5,115 145,682 550 - 5,665 145,682 Total Revenues 3,125,894 2,923,486 150,922 109,869 3,276,816 3,033,355 PROGRAM EXPENSES General Government 733,481 528,579 - - 733,481 528,579 Public Safety 453,190 409,616 - - 453,190 409,616 Public Works 1,277,674 1,347,433 - - 1,277,674 1,347,433 Culture and Recreation 171,595 124,141 - - 171,595 124,141 Economic Development 881 10,950 - - 881 10,950 Debt Service 117,055 122,557 - - 117,055 122,557 201 Sewer - - 120,995 118,015 120,995 118,015 Uptown Sewer - - 12,293 14,180 12,293 14,180 Total Expenses 2,753,876 2,543,276 133,288 132,195 2,887,164 2,675,471 Gain on Sale of Assets 14,893 - - - 14,893 - Transfers - 2,640 - (2,640) - - Change in Net Position 386,911 382,850 17,634 (24,966) 404,545 357,884 Net Position - Beginning of Year 14,186,706 13,803,856 979,919 1,004,885 15,166,625 14,808,741 Net Position - End of Year 14,573,617$ 14,186,706$ 997,553$ 979,919$ 15,571,170$ 15,166,625$ The City’s total revenues increased by $243,461 (or 8.03 percent). Operations were comparable to the prior year, but various changes of significance include: • Intergovernmental revenues increased by $347,914 from 2019 primarily due to the Coronavirus Relief Aid received in the current year. • Taxes increased from 2019 by $175,794 primarily due to an increase in property taxes during the current year. • Other revenues decreased by $140,017 from 2019 primarily due to the sale of City-owned land during the prior year. CITY OF SCANDIA, MINNESOTA MANAGEMENT’S DISCUSSION AND ANALYSIS DECEMBER 31, 2020 11 THE CITY AS A WHOLE (Continued) The total cost of all programs and services increased by $211,693 (or 7.91 percent), primarily due to costs incurred in response to the pandemic, using coronavirus relief funding received from the State. Our analysis below separately considers the operations of governmental and business-type activities: Governmental Activities Revenue for the City’s governmental activities increased $202,408 (or 6.92 percent), while total expenses increased by $210,600 (or 8.28 percent). Revenues and expenses were generally consistent year to year, with the exception of the matters previously noted. Table 3 presents the cost of each of the City’s programs (general government, public safety, public works, parks and recreation, economic development, and debt service) as well as each program’s net cost (total cost less revenues generated by the activities). The net cost shows the financial burden that was placed on the City’s taxpayers by each of these functions. Acti vities, net of capital outlay which is excluded from Table 3, were generally comparable to the prior year as operations remained fairly consistent with the prior year, with the exception of the expenses incurred in response to the pandemic previously mentioned. Table 3 Governmental Activities Total Cost Net Cost of Services of Services 2020 2019 2020 2019 General Government 733,481$ 528,579$ 578,549$ 355,687$ Public Safety 453,190 409,616 369,619 333,869 Public Works 1,277,674 1,347,433 1,269,558 1,302,864 Culture and Recreation 171,595 124,141 156,249 43,656 Economic Development 881 10,950 881 10,950 Debt Service 117,055 122,557 117,055 122,557 Totals 2,753,876$ 2,543,276$ 2,491,911$ 2,169,583$ Business-type Activities Revenues of the City’s business-type activities (see Table 2) increased by $41,053 (or 37.37 percent). Expenses increased by $1,093 (or 0.83 percent). Operations were comparable to those of the prior year. THE CITY’S FUNDS Governmental Funds As the City completed the year, its governmental funds (as presented in the balance sheet on page nineteen) reported a combined fund balance of $4,393,949. This is a decrease of $67,772 (or 1.52 percent) from the prior year. This decrease in fund balance is the net result of a multitude of transactions, but a few of the largest contributing factors unique to the current year’s operations are as follows: • During 2020, the City received $393,345 in intergovernmental revenues primarily for coronavirus relief, which is $234,175 (147.12 percent) greater than 2019. CITY OF SCANDIA, MINNESOTA MANAGEMENT’S DISCUSSION AND ANALYSIS DECEMBER 31, 2020 12 THE CITY’S FUNDS (Continued) • Expenditures for capital outlay had an overall increase of $647,102 (179.07 percent) from 2019. Other operations were comparable to the prior year. The following is a summary of the City’s major governmental funds: Increase 2020 2019 (Decrease) General 1,535,222$ 1,267,024$ 268,198$ Fund Balance December 31, Major Funds The fund balance of the General Fund increased by $268,198 as a result of current year operations. In comparison to the prior year, revenues increased 6.94 and expenditures decreased 5.42 percent. General Fund Revenue Taxes Franchise Taxes Licenses, Permits and Fees Intergovernmental Charges for Services Fines Investment Income Miscellaneous The City receives the majority of its funding in the General Fund in the form of taxes (83 percent), licenses, permits, and fees (8 percent), intergovernmental (4 percent), and charges for services (2 percent). Overall, the City’s General Fund revenues were comparable to the prior year, with the exception of matters previously discussed. CITY OF SCANDIA, MINNESOTA MANAGEMENT’S DISCUSSION AND ANALYSIS DECEMBER 31, 2020 13 THE CITY’S FUNDS (Continued) General Fund Expenditures General Government Public Safety Public Works Culture and Recreation Capital Outlay A significant portion of the City’s General Fund expenditures are used for public works (36 percent). Remaining expenditures are used primarily on public safety (20 percent) and general government operations (34 percent). Overall, the City’s General Fund expenditures were comparable to the prior year. General Fund Budgetary Highlights The City’s General Fund generated more revenue than budgeted of $74,711, including transfers from other funds. Expenditures, including transfers out to other funds, were less than those budgeted by $202,701. See additional detail pertaining to differences between budgeted and actual amounts within the General Fund previously discussed and at the Budgetary Comparison Schedule on page fifty-four. Increase 2020 2019 (Decrease) Fund Balance December 31, Major Funds Capital Improvement Fund 860,659$ 1,113,754$ (253,095)$ At December 31, 2020, the Capital Improvement Fund has a cash balance of $971,990. The fund balance of the Capital Improvement Fund decreased by $253,095. Significant activity in this fund during 2020 included the installation of a door access system and audio-visual upgrades at the Community Center, and a John Deere Loader for Public Works. CITY OF SCANDIA, MINNESOTA MANAGEMENT’S DISCUSSION AND ANALYSIS DECEMBER 31, 2020 14 THE CITY’S FUNDS (Continued) Increase 2020 2019 (Decrease) Fund Balance December 31, Major Funds Local Road Improvement Fund 1,600,451$ 1,652,100$ (51,649)$ At December 31, 2020, the Local Road Improvement Fund has a cash balance of $1,633,974. The fund balance decreased by $51,649 primarily due to capital expenditures for street reconstruction projects exceeding the revenue sources for the fund. Debt Service 27,396$ 32,170$ (4,774)$ At December 31, 2020, the Debt Service Fund has a cash balance of $36,541. The fund balance decreased by $4,774 primarily due to the payment of principal and interest exceeding revenues from property taxes. Proprietary Funds As the City completed the year, its business-type activities (as presented in the statement of net position on page twenty-three) reported a combined net position of $997,553. This is an increase of $17,634 from the prior year. Other operations were comparable to the prior year. The following is a summary of the City’s major proprietary funds: Increase 2020 2019 (Decrease) 201 Sewer Fund 828,105$ 810,976$ 17,129$ Net Position December 31, Major Funds The 201 Sewer Fund provides sanitary sewer services to customers in the Anderson -Erickson and Bliss subdivisions. At December 31, 2020, the fund had a cash balance of $46,438 with a decrease in cash of $44,663 for the year. The decrease in cash is attributable to purchases of capital assets. The fund’s net position increased $17,129 during the current year, largely as a result of Federal disaster grant funding received during the year. Uptown Sewer Fund 169,448$ 168,943$ 505$ The Uptown Sewer Fund provides sanitary sewer services to commercial customers near the Olinda Trail / Oakhill intersection. At December 31, 2020, the fund had a cash balance of $18,767 with a decrease in cash of $565 for the year. The decrease in cash is attributable to repayments of amounts due to the Capital Improvement Fund. The fund’s net position increased $505 during the year as a result of operating revenues exceeding expenses from charges for services and other activities. Operations in this fund were comparable to the prior year. CAPITAL ASSET AND DEBT ADMINISTRATION Capital Assets At the end of 2020, the City had $15,148,464 invested in a broad range of capital assets, including land, buildings, equipment and vehicles, infrastructure, improvements, and sewer systems. This amount represents a net increase of $243,151 (or 1.63 percent) from last year. CITY OF SCANDIA, MINNESOTA MANAGEMENT’S DISCUSSION AND ANALYSIS DECEMBER 31, 2020 15 CAPITAL ASSET AND DEBT ADMINISTRATION (Continued) Table 4 Capital Assets Net of Depreciation Governmental Activities Activities Totals 2020 2019 2020 2019 2020 2019 Land 487,735$ 487,735$ -$ -$ 487,735$ 487,735$ Construction In Progress 37,962 55,798 - 24,874 37,962 80,672 Buildings 1,232,221 1,229,278 - - 1,232,221 1,229,278 Equipment 589,747 449,294 218,055 95,159 807,802 544,453 Vehicles 745,194 799,194 - - 745,194 799,194 Infrastructure 11,003,538 10,885,529 - - 11,003,538 10,885,529 Other Improvements 93,136 102,699 - - 93,136 102,699 Sewer Plant - - 570,000 600,000 570,000 600,000 Uptown Sewer - - 170,876 175,753 170,876 175,753 Totals 14,189,533$ 14,009,527$ 958,931$ 895,786$ 15,148,464$ 14,905,313$ Business-Type Significant capital asset acquisitions during 2020 were: • Installation of Community Center Door Access System - $48,950 • Installation of Community Center Audio Visual Upgrades - $84,825 • Purchase of new John Deere Loader - $93,498 • Capital outlay for 2020 road improvement project - $388,535 • Bliss Lift Station control panel project - $135,538 More detailed information about the City’s capital assets is presented in Note 2.B. to the financial statements. Debt In 2020, the City paid off $350,000 of the $4,059,000 in debt that was outstanding at December 31, 2019. The City did not issue any new during 2020, bringing the total year-end balance of debt outstanding at December 31, 2020 to $3,709,000. See additional information at Note 2.C. to the financial statements. ECONOMIC FACTORS AND NEXT YEAR’S BUDGETS AND RATES The City’s elected and appointed officials considered many factors when settling the year 202 1 budget, such as tax rates and fees that will be charged for the business-type activities. Sewer rates were increased by 5-7% for the 201 and Uptown community septic systems. Building growth and permit activity have been sustaining significant added value for the community, which is also expected to carry forth into 2021. Overall, the City anticipates operations for 2021 to be similar to 2020. CONTACTING THE CITY’S FINANCIAL MANAGEMENT This financial report is designed to provide our citizens, taxpayers, customers, and investors and creditors with a general overview of the City’s finances and to show the City’s accountability for the money it receives. If you have questions about this rep ort or need additional financial information, contact the City of Scandia, 14727 209th Street N, Scandia, MN 55073. 16 BASIC FINANCIAL STATEMENTS CITY OF SCANDIA, MINNESOTA STATEMENT OF NET POSITION DECEMBER 31, 2020 See accompanying notes. 17 Governmental Activities Business-Type Activities Totals ASSETS Cash and Cash Equivalents 4,726,305$ 65,205$ 4,791,510$ Property Taxes Receivable 82,744 - 82,744 Assessments Receivable 32,824 4,509 37,333 Accounts Receivable 28,189 14,245 42,434 Interest Receivable 1,742 - 1,742 Internal Balances 18,468 (18,468) - Inventory 6,142 - 6,142 Prepaids 8,658 130 8,788 Noncurrent Assets: Capital Assets Not Being Depreciated 525,697 - 525,697 Capital Assets Being Depreciated (Net) 13,663,836 958,931 14,622,767 Net Pension Asset 92,771 - 92,771 TOTAL ASSETS 19,187,376 1,024,552 20,211,928 DEFERRED OUTFLOWS OF RESOURCES Pensions 100,726 1,923 102,649 LIABILITIES Accounts Payable 359,925 8,551 368,476 Salaries Payable 38,085 751 38,836 Accrued Interest Payable 3,015 - 3,015 Deposits Payable 26,528 - 26,528 Unearned Revenue 750 400 1,150 Noncurrent Liabilities: Amount Due Within One Year 350,228 - 350,228 Amount Due After One Year 3,445,461 - 3,445,461 Net Pension Liability 393,880 18,316 412,196 TOTAL LIABILITIES 4,617,872 28,018 4,645,890 DEFERRED INFLOWS OF RESOURCES Pensions 96,613 904 97,517 NET POSITION Net Investment in Capital Assets 10,432,072 958,931 11,391,003 Restricted 32,356 - 32,356 Unrestricted 4,109,189 38,622 4,147,811 TOTAL NET POSITION 14,573,617$ 997,553$ 15,571,170$ CITY OF SCANDIA, MINNESOTA STATEMENT OF ACTIVITIES FOR THE YEAR ENDED DECEMBER 31, 2020 See accompanying notes. 18 Operating Capital Charges for Grants and Grants and Governmental Business-Type Expenses Services Contributions Contributions Activities Activities Total Governmental Activities: General Government 733,481$ 151,832$ 3,100$ -$ (578,549)$ -$ (578,549)$ Public Safety 453,190 36,484 47,087 - (369,619) - (369,619) Public Works 1,277,674 8,116 - - (1,269,558) - (1,269,558) Culture and Recreation 171,595 5,569 9,777 - (156,249) - (156,249) Economic Development 881 - - - (881) - (881) Debt Service 117,055 - - - (117,055) - (117,055) Total Governmental Activities 2,753,876 202,001 59,964 - (2,491,911) - (2,491,911) Business-Type Activities: 201 Sewer 120,995 83,175 - 6,844 - (30,976) (30,976) Uptown Sewer 12,293 12,546 - - - 253 253 Total Business-Type Activities 133,288 95,721 - 6,844 - (30,723) (30,723) TOTALS 2,887,164$ 297,722$ 59,964$ 6,844$ (2,491,911) (30,723) (2,522,634) General Revenues: Taxes 2,443,959 - 2,443,959 Franchise and Other Tax 25,435 - 25,435 Intergovernmental 346,296 47,213 393,509 Investment Income 43,124 594 43,718 Gain on Sale of Assets 14,893 - 14,893 Miscellaneous 5,115 550 5,665 Total General Revenues 2,878,822 48,357 2,927,179 CHANGE IN NET POSITION 386,911 17,634 404,545 NET POSITION - BEGINNING OF YEAR 14,186,706 979,919 15,166,625 NET POSITION - END OF YEAR 14,573,617$ 997,553$ 15,571,170$ Functions/Programs Program Revenues Net (Expense) Revenue and Changes in Net Position Primary Government CITY OF SCANDIA, MINNESOTA BALANCE SHEET GOVERNMENTAL FUNDS DECEMBER 31, 2020 See accompanying notes. 19 General Fund Capital Improvement Fund Local Road Improvement Fund Debt Service Fund Total Nonmajor Funds Total Governmental Funds ASSETS Cash and Cash Equivalents 1,702,574$ 971,990$ 1,633,974$ 36,541$ 381,226$ 4,726,305$ Property Taxes Receivable 72,409 - 4,172 5,452 711 82,744 Assessments Receivable - 822 32,002 - - 32,824 Accounts Receivable 26,215 - - - 1,974 28,189 Interest Receivable 1,742 - - - - 1,742 Due from Other Funds 18,652 - - - - 18,652 Inventory 6,142 - - - - 6,142 Prepaids 8,658 - - 2,640 - 11,298 Advances to Other Funds - 56,468 - - - 56,468 TOTAL ASSETS 1,836,392$ 1,029,280$ 1,670,148$ 44,633$ 383,911$ 4,964,364$ LIABILITIES Accounts Payable 153,156$ 167,799$ 37,695$ -$ 1,275$ 359,925$ Salaries Payable 38,085 - - - - 38,085 Deposits Payable 26,528 - - - - 26,528 Due to Other Funds - - - 17,237 1,415 18,652 Unearned Revenue 750 - - - - 750 Advances from Other Funds 27,000 - - - 11,000 38,000 Total Liabilities 245,519 167,799 37,695 17,237 13,690 481,940 DEFERRED INFLOWS OF RESOURCES Unavailable Revenue: Property Taxes 55,651 - - - - 55,651 Special Assessments - 822 32,002 - - 32,824 Total Deferred Inflows of Resources 55,651 822 32,002 - - 88,475 FUND BALANCES Nonspendable 14,800 56,468 - 2,640 - 73,908 Restricted - - - 37,836 175 38,011 Committed - 804,191 690,730 - 166,835 1,661,756 Assigned - - 909,721 - 205,901 1,115,622 Unassigned 1,520,422 - - (13,080) (2,690) 1,504,652 Total Fund Balances 1,535,222 860,659 1,600,451 27,396 370,221 4,393,949 TOTAL LIABILITIES, DEFERRED INFLOWS OF RESOURCES, AND FUND BALANCES 1,836,392$ 1,029,280$ 1,670,148$ 44,633$ 383,911$ 4,964,364$ CITY OF SCANDIA, MINNESOTA RECONCILIATION OF THE BALANCE SHEET - GOVERNMENTAL FUNDS TO THE STATEMENT OF NET POSITION DECEMBER 31, 2020 See accompanying notes. 20 Total Fund Balances - Governmental Funds 4,393,949$ Amounts reported for governmental activities in the Statement of Net Position are different because: Capital assets used in governmental activities are not current financial resources and, therefore, are not reported as assets in governmental funds: Capital Assets 22,061,107$ Accumulated Depreciation (7,871,574) Capital Assets (Net) 14,189,533 Long-term liabilities are not due and payable in the current period and, therefore, are not reported as liabilities in the funds: Bond Principal Payable (3,709,000) Bond Premium, Net of Accumulated Amortization (48,461) Compensated Absences (38,228) (3,795,689) The net pension liability and related deferred outflows/inflows represent the allocation of the pension obligations of the statewide plans to the City. Such balances are not reported in the funds: Net Pension Asset 92,771 Net Pension Liability (393,880) Deferred Outflows - Pensions 100,726 Deferred Inflows - Pensions (96,613) (296,996) Interest on long-term debt is recognized as an expenditure when due and payable in the governmental funds. Therefore, interest is not accrued in the governmental funds Balance Sheet, but is accrued in the Statement of Net Position: (5,655) Other long-term assets are not available to pay for current-period expenditures and, therefore, are reported as unavailable in the funds: Property Taxes 55,651 Special Assessments 32,824 TOTAL NET POSITION OF GOVERNMENTAL ACTIVITIES 14,573,617$ CITY OF SCANDIA, MINNESOTA STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES GOVERNMENTAL FUNDS FOR THE YEAR ENDED DECEMBER 31, 2020 See accompanying notes. 21 General Fund Capital Improvement Fund Local Road Improvement Fund Debt Service Fund Total Nonmajor Funds Total Governmental Funds REVENUES Taxes 1,553,879$ -$ 357,831$ 467,766$ 60,693$ 2,440,169$ Franchise Taxes 5,104 - - - 20,331 25,435 Licenses, Permits, and Fees 151,164 - - - - 151,164 Intergovernmental 72,885 - - - 320,460 393,345 Charges for Services 43,276 - - - - 43,276 Fines 7,561 - - - - 7,561 Interest Income 11,463 11,020 16,749 - 3,892 43,124 Miscellaneous 18,879 - - - 14,302 33,181 TOTAL REVENUES 1,864,211 11,020 374,580 467,766 419,678 3,137,255 EXPENDITURES Current: General Government 535,026 - - - 154,101 689,127 Public Safety 323,316 - - - - 323,316 Public Works 568,500 - - - - 568,500 Parks and Recreation 133,534 - - - 8,663 142,197 Economic Development - - - - 881 881 Capital Outlay 23,337 276,415 426,229 - 282,485 1,008,466 Debt Service: Principal - - - 350,000 - 350,000 Interest and Other Charges - - - 122,540 - 122,540 TOTAL EXPENDITURES 1,583,713 276,415 426,229 472,540 446,130 3,205,027 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES 280,498 (265,395) (51,649) (4,774) (26,452) (67,772) OTHER FINANCING SOURCES (USES) Transfers In 17,700 30,000 - - - 47,700 Transfers Out (30,000) (17,700) - - - (47,700) TOTAL OTHER FINANCING SOURCES (USES)(12,300) 12,300 - - - - NET CHANGE IN FUND BALANCES 268,198 (253,095) (51,649) (4,774) (26,452) (67,772) FUND BALANCES - BEGINNING 1,267,024 1,113,754 1,652,100 32,170 396,673 4,461,721 FUND BALANCES - ENDING 1,535,222$ 860,659$ 1,600,451$ 27,396$ 370,221$ 4,393,949$ CITY OF SCANDIA, MINNESOTA RECONCILIATION OF CHANGES IN FUND BALANCE OF GOVERNMENTAL FUNDS TO THE STATEMENT OF ACTIVITES FOR THE YEAR ENDED DECEMBER 31, 2020 See accompanying notes. 22 Net Change in Fund Balances - Total Governmental Funds (67,772)$ Amounts reported for governmental activities in the Statement of Activities are different due to the following: Capital outlays are reported in governmental funds as expenditures. However, in the Statement of Activities, the cost of those assets is allocated over the estimated useful lives as depreciation expense: Capital Outlay Capitalized 799,618$ Depreciation Expense (621,005) Loss on Disposal of Assets 1,393 180,006 The issuance of long-term debt provides current financial resources to governmental funds while the repayment of principal of long-term debt consumes the current financial resources of governmental funds. Neither transaction, however, has any effect on net position. Also, governmental funds report the effect of premiums and discounts when debt is first issued, whereas these amounts are deferred and amortized in the Statement of Activities. The amounts below detail the effects of these differences in the treatment of long term debt and related items: Bond Principal Repayments 350,000 Amortization of Bond Premium 3,728 353,728 Net change in accrued interest on bonds and equipment certificates are not reported as expenses in the funds.1,757 Under the modified accrual basis of accounting, certain revenues cannot be recognized until they are available to liquidate liabilities of the current period: Property Taxes 3,903 Special Revenues (113) 3,790 Some expenses reported in the Statement of Activities do not require the use of current financial resources and, therefore, are not reported as expenditures in the governmental funds: Compensated Absences (10,168) Certain liabilities do not represent the impending use of current resources. Therefore, the change in such liabilities and related deferrals are not reported in the governmental funds: Net Pension Liability and Deferred Outflows/Inflows of Resources (74,430) CHANGE IN NET POSITION OF GOVERNMENTAL ACTIVITIES 386,911$ CITY OF SCANDIA, MINNESOTA STATEMENT OF NET POSITION PROPRIETARY FUNDS DECEMBER 31, 2020 See accompanying notes. 23 Nonmajor 201 Sewer Fund Uptown Sewer Fund Totals ASSETS Current Assets Cash and Cash Equivalents 46,438$ 18,767$ 65,205$ Assessments Receivable 4,509 - 4,509 Accounts Receivable 11,621 2,624 14,245 Prepaids 130 - 130 Total Current Assets 62,698 21,391 84,089 Noncurrent Assets Capital Assets Being Depreciated (Net)788,054 170,877 958,931 TOTAL ASSETS 850,752 192,268 1,043,020 DEFERRED OUTFLOWS OF RESOURCES Pensions 1,534 389 1,923 LIABILITIES Current Liabilities Accounts Payable 8,189 362 8,551 Salaries Payable 580 171 751 Unearned Revenue 400 - 400 Total Current Liabilities 9,169 533 9,702 Noncurrent Liabilities Advances from Other Funds - 18,468 18,468 Net Pension Liability 14,306 4,010 18,316 Total Noncurrent Liabilities 14,306 22,478 36,784 TOTAL LIABILITIES 23,475 23,011 46,486 DEFERRED INFLOWS OF RESOURCES Pensions 706 198 904 NET POSITION Net Investment in Capital Assets 788,054 170,877 958,931 Unrestricted 40,051 (1,429) 38,622 TOTAL NET POSITION 828,105$ 169,448$ 997,553$ CITY OF SCANDIA, MINNESOTA STATEMENT OF REVENUES, EXPENSES, AND CHANGES IN NET POSITION PROPRIETARY FUNDS FOR THE YEAR ENDED DECEMBER 31, 2020 See accompanying notes. 24 Nonmajor 201 Sewer Fund Uptown Sewer Fund Totals OPERATING REVENUES Charges for Services 83,175$ 12,546$ 95,721$ OPERATING EXPENSES Wages and Benefits 19,012 4,710 23,722 Materials and Supplies 1,195 80 1,275 Repairs and Maintenance 36,668 135 36,803 Professional Services 6,851 1,119 7,970 Utilities 1,793 584 2,377 Miscellaneous 12,833 788 13,621 Depreciation 42,643 4,877 47,520 TOTAL OPERATING EXPENSES 120,995 12,293 133,288 NET OPERATING INCOME (LOSS)(37,820) 253 (37,567) NONOPERATING INCOME Special Assessments 6,844 - 6,844 Intergovernmental 47,202 11 47,213 Investment Income 353 241 594 Miscellaneous 550 - 550 TOTAL NONOPERATING INCOME 54,949 252 55,201 CHANGE IN NET POSITION 17,129 505 17,634 NET POSITION - BEGINNING OF YEAR 810,976 168,943 979,919 NET POSITION - END OF YEAR 828,105$ 169,448$ 997,553$ CITY OF SCANDIA, MINNESOTA STATEMENT OF CASH FLOWS PROPRIETARY FUNDS FOR THE YEAR ENDED DECEMBER 31, 2020 See accompanying notes. 25 Nonmajor 201 Sewer Fund Uptown Sewer Fund Totals CASH FLOWS FROM OPERATING ACTIVITIES Cash Received from Customers 83,189$ 15,760$ 98,949$ Cash Paid to Suppliers (55,020) (2,772) (57,792) Cash Paid to Employees (21,851) (5,885) (27,736) NET CASH PROVIDED BY OPERATING ACTIVITIES 6,318 7,103 13,421 CASH FLOWS FROM NONCAPITAL FINANCING ACTIVITIES Intergovernmental 47,202 11 47,213 Other Receipts from Customers 550 - 550 NET CASH PROVIDED BY NONCAPITAL FINANCING ACTIVITIES 47,752 11 47,763 CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES Special Assessments 11,579 - 11,579 Purchases of Capital Assets (110,665) - (110,665) Payments on Interfund Advances - (7,920) (7,920) NET CASH USED BY CAPITAL AND (99,086) (7,920) (107,006) RELATED FINANCING ACTIVITIES CASH FLOWS FROM INVESTING ACTIVITIES Investment Income 353 241 594 Net Change in Cash and Cash Equivalents (44,663) (565) (45,228) Cash and Cash Equivalents - Beginning of Year 91,101 19,332 110,433 Cash and Cash Equivalents - End of Year 46,438$ 18,767$ 65,205$ CITY OF SCANDIA, MINNESOTA STATEMENT OF CASH FLOWS (Continued) PROPRIETARY FUNDS FOR THE YEAR ENDED DECEMBER 31, 2020 See accompanying notes. 26 Nonmajor 201 Sewer Fund Uptown Sewer Fund Totals RECONCILIATION OF NET OPERATING INCOME (LOSS) TO NET CASH PROVIDED BY OPERATING ACTIVITIES Net Operating Income (Loss)(37,820)$ 253$ (37,567)$ Adjustments to Reconcile Net Operating Income (Loss) to Net Cash Provided by Operating Activities: Depreciation Expense 42,643 4,877 47,520 Changes in Assets, Liabilities, and Deferrals: Accounts Receivable 647 3,214 3,861 Assessments Receivable (633) - (633) Prepaids (130) - (130) Accounts Payable 4,450 (66) 4,384 Salaries Payable 254 54 308 Net Pension Liability (803) (555) (1,358) Deferred Outflows or Resources - Pensions 221 100 321 Deferred Inflows or Resources - Pensions (2,511) (774) (3,285) NET CASH PROVIDED BY OPERATING ACTIVITIES 6,318$ 7,103$ 13,421$ CITY OF SCANDIA, MINNESOTA NOTES TO THE BASIC FINANCIAL STATEMENTS DECEMBER 31, 2020 27 NOTE 1 SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The financial statements of the City of Scandia (the City) have been prepared in conformity with accounting principles generally accepted in the United States of America (GAAP) as applied to governmental units. GAAP includes all relevant Governmental Accounting Standards Board (GASB) pronouncements. The City has a mayor-council form of government that is governed by an elected mayor and four -member council. The City provides the following services: sanitation, recreation, public improvements, public safety, planning and zoning, and general administrative services. 1.A. FINANCIAL REPORTING ENTITY The City’s financial reporting entity is comprised of the primary governmental unit of the City of Scandia, Minnesota. In determining the financial reporting entity, the City complies with the provisions of GASB No. 14, The Financial Reporting Entity, and includes all component units of which the City appointed a voting majority of the units’ board; the City is either able to impose its will on the unit or a financial benefit or burden relationship exists. Blended Component Units Blended component units are separate legal entities that meet the component unit criteria describe above and whose governing body is the same or substantially the same as the City Council or the component unit provides services entirely to the City. These component units’ funds are blended into those of the City’s by appropriate activity type to compose the primary government presentation. The City’s blended component units consist of: Economic Development Authority – The City created an Economic Development Authority (EDA) by resolution of its City Council. The EDA is governed by a five-member board appointed by the City Council. Although it is legally separate from the City, the EDA is reported as if it were part of the primary government because its purpose is to approve the City's redevelopment plans. The EDA cannot issue bonded debt without the City's approval. Discretely Presented Component Units Discretely presented component units are separate legal entities that meet the component unit criteria described above but do not meet the criteria for blending. Currently, the City has no discretely presented component units. 1.B. BASIS OF PRESENTATION Government-wide Financial Statements The Statement of Net Position and Statement of Activities display information about the reporting government as a whole. They include all funds of the reporting entity. The government-wide statements distinguish between governmental and business-type activities. Governmental activities generally are financed through taxes, intergovernmental revenues, and other nonexchange revenues. Business-type activities are financed in whole or in part by fees charged to external parties for goods and services. Fund Financial Statements Fund financial statements of the reporting entity are organized into funds, each of which is considered to be a separate accounting entity. Each fund is accounted for by providing a separate set of self -balancing accounts that constitute its assets, deferred outflows, liabilities, deferred inflows, fund equity, revenues, and expenditures/expenses. Funds are organized into two major categories: governmental and proprietary. An emphasis is placed on major funds within the governmen tal and proprietary categories. CITY OF SCANDIA, MINNESOTA NOTES TO THE BASIC FINANCIAL STATEMENTS DECEMBER 31, 2020 28 NOTE 1 SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) 1.B. BASIS OF PRESENTATION (Continued) A fund is considered major if it is the primary operating fund of the City or meets the following criteria: • Total assets and deferred outflows, liabilities and deferred inflows, revenues or expenditures/expenses of that individual governmental or enterprise fund are at least 10 percent of the corresponding total for all funds of that category or type; and • Total assets and deferred outflows, liabilities and deferred inflows, revenues or expenditures/expenses of that individual governmental or enterprise fund are at least 5 percent of the corresponding total for all governmental and enterprise funds combined. The City reports the following major governmental funds: The General Fund is the primary operating fund. It accounts for all financial resources of the general government, except those required to be accounted for in another fund. The Capital Improvement Fund accounts for financial resources to be used for the acquisition or construction of capital projects (other than those financed by proprietary funds). The Local Road Improvement Fund is a capital project fund used to account for financial resources to be used for the construction or improvement of roads within the City. The Debt Service Fund accounts for the accumulation of financial resources for the payment of interest and principal on general long-term debt of the City other than debt service payments made by enterprise funds. Ad valorem taxes and special assessments are used for the payment of principal and interest on the City’s judgment. The City reports the following major proprietary funds: The 201 Sewer and Uptown Sewer Funds account for business-like activities related to the operation of sewer systems provided to the general public. These activities are financed primarily by user charges, and the measurement of financial activity focuses on the net income measurement similar to the private sector. Additionally, the government reports the following nonmajor fund types: The Special Revenue Fund accounts for funds received by the City with a specific purpose. The Capital Projects Funds account for financial resources to be used for the acquisition or construction of capital projects (other than projects financed by proprietary funds). 1.C. MEASUREMENT FOCUS AND BASIS OF ACCOUNTING Measurement focus is a term used to describe “which” transactions are recorded within the various financial statements. Basi s of accounting refers to “when” transactions are recorded regardless of the measurement focus applied. Measurement Focus On the government-wide Statement of Net Position and the Statement of Activities, both governmental and business-like activities are presented using the “economic resources” measurement focus as defined in the second bullet point on the next page. CITY OF SCANDIA, MINNESOTA NOTES TO THE BASIC FINANCIAL STATEMENTS DECEMBER 31, 2020 29 NOTE 1 SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) 1.C. MEASUREMENT FOCUS AND BASIS OF ACCOUNTING (Continued) In the fund financial statements, the “current financial resources” measurement focus or the “economic resources” measurement focus is used as appropriate: • All governmental funds utilize a current financial resources measurement focus. Only current financial assets and liabilities are generally included on their balance sheets. Their operating statements present sources and uses of available spendable financial resources during a given period. These funds use fund balance as their measure of available spendable financial resources at the end of the period. • The government-wide financial statements and proprietary funds utilize an economic resources measurement focus. The accounting objectives of this measurement focus are the determination of operating income, changes in net position , financial position, and cash flows. All assets, deferred outflows, liabilities, and deferred inflows (whether current or noncurrent) associated with their activities are reported. Proprietary fund equity is classified as net position. Basis of Accounting In the government-wide Statement of Net Position and Statement of Activities, both governmental and business-like activities are presented using the “accrual” basis of accounting. Under the accrual basis of accounting, revenues are recognized when earned and expenses are recorded when the liability is incurred or economic asset used. Revenues, expenses, gains, losses, assets, and liabilities resulting from exchange and exchange-like transactions are recognized when the exchange takes place. In the fund financial statements, governmental funds are pres ented on the “modified accrual” basis of accounting. Under this modified accrual basis of accounting, revenues are recognized when “measurable and available.” Measurable means knowing or being able to reasonable estimate the amount. Available means collectible within the current period or within sixty days after year end. Expenditures (including capital outlay) are recorded when the related fund liability is incurred, except for general obligation bond principal and interest which are reported when due. All proprietary funds utilize the accrual basis of accounting. 1.D. USE OF ESTIMATES The preparation of financial statements in conformity with accounting principles generally accepted in the United States of America requires management to make estimates and assumptions that affect the reported amounts of assets, deferred outflows, liabilities, and deferred inflows, and disclosure of contingencies related to these balances at the date of the financial statements. Estimates also affect reported amounts of revenues and expenses during the reporting period. Actual results could differ from those estimates. 1.E. ASSETS, LIABILITIES, DEFERRED OUTFLOWS/INFLOWS OF RESOURCES, AND EQUITY Cash and Cash Equivalents For purposes of the Statement of Net Position and proprietary fund Statement of Cash Flows, “cash and cash equivalents” includes all demand, savings, certificates of deposit, and money market accounts for the City. Certificates of deposit are stated at cost, which approximates fair value. See Note 2.A. for additional information related to Cash and Cash Equivalents. CITY OF SCANDIA, MINNESOTA NOTES TO THE BASIC FINANCIAL STATEMENTS DECEMBER 31, 2020 30 NOTE 1 SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) 1.E. ASSETS, LIABILITIES, DEFERRED OUTFLOWS/INFLOWS OF RESOURCES, AND EQUITY (Continued) Interfund Transactions and Balances During the course of operations, transactions occur between individual funds that may result in amounts owed between funds. Those related to good and services type transactions are classified as “due to and from other fund.” Short-term interfund loans are reported as “due to and from other fund.” Long -term interfund loans are reported as “advances from and to other funds.” Interfund receivables and payables between funds within governmental activities and interfund receivables and payables between funds within business-type activities are eliminated in the Statement of Net Position. See Note 2.D. for details of interfund transactions, including receivables and payables at year -end. Prepaids Prepaids represent costs paid during the current year to be recognized in future periods. Inventories Inventory is valued at the lower of average cost or market based on physical counts. Inventory in the General Fund consists of expendable supplies held for consumption an d is equally offset by a nonspendable fund balance classification. The cost of inventory is recorded as an expense when purchased and adjusted at year -end. Receivables In the government-wide statements, receivables consist of all revenues earned at year-end and not yet received. Allowances for uncollectible accounts receivable are based upon historical trends and the periodic aging of accounts receivable and are not deemed necessary at year end. Major receivable balances for the governmental activities include charges for services, fines, fees, taxes, and special assessments. Business-type activities report utility charges and assessments as their major receivables. In the fund financial statements, material receivables in governmental funds include revenue accruals such as taxes, franchise fees, fines and charges for service since they are usually both measurable and available. Revenues collectible but not available are deferred in the fund financial statements in accordance with modified accrual, but not deferred in the government-wide financial statements in accordance with the accrual basis. Interest and investment earnings are recorded when earned only if paid within 60 days since they would be considered both measurable and available. Proprietary fund material receivables consist of all revenues earned at year-end and not yet received. Utility accounts receivable and assessments compose the majority of proprietary fund receivables. Allowance for uncollectible accounts receivable are based upon historical trends and the periodic aging of acco unts receivable. No allowances are deemed necessary at year end. Capital Assets The accounting treatment over property, plant and equipment (capital assets) depends on whether the assets are used in governmental or proprietary fund operations and whether they are reported in the government -wide or fund financial statements. Capital assets are defined by the City as assets with an initial, individual cost of more than $5,000 and must have an estimated useful life in excess of one year. The range of estimated useful lives by type of asset is as follows: Buildings and Structures 40 years Machinery and Equipment 5-25 years Vehicles 25 years Infrastructure 50 years CITY OF SCANDIA, MINNESOTA NOTES TO THE BASIC FINANCIAL STATEMENTS DECEMBER 31, 2020 31 NOTE 1 SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) 1.E. ASSETS, LIABILITIES, DEFERRED OUTFLOWS/INFLOWS OF RESOURCES, AND EQUITY (Continued) Government-wide Statements In the government-wide financial statements, capital outlay expenditures are accounted for as capital assets. All capital assets are valued at historical cost or estimated historical cost if actual is unavailable, except for donated capital assets which are recorded at their estimated acquisition value at the date of donation. Depreciation of all exhaustible capital assets is recorded as an allocated expense in the Statement of Activities, with accumulated depreciation reflected in the Statement of Net Position. Depreciation is provided over the assets’ estimated useful lives using the straight-line method of depreciation. Fund Financial Statements In the fund financial statements, capital assets used in governmental fund operations are accounted for as capital outlay expenditures of the governmental fund upon acquisition. Capital assets used in proprietary fund operations are accounted for the same as in the government-wide statements. Long-Term Debt The accounting treatment of long-term debt depends on whether the assets are used in governmental fund operations or proprietary fund operations and whether they are reported in the government-wide or fund financial statements. All long-term debt to be repaid from governmental and business-type resources are reported as liabilities in the government-wide statements. The long-term debt consists of general obligation bonds and certificates payable. Long-term debt for governmental funds is not reported as liabilities in the fund financial statements. The debt proceeds are reported as other financing sources and payment of principal and interest are reported as expenditures. The accounting for proprietary funds is the same in the fund statements as it is in the government-wide statements. Net Pension Asset/Liability The net pension asset represents the City’s allocation of its pro-rata share of the Statewide Volunteer Firefighter Fund net pension asset. The net pension liability represents the City’s allocation of its pro-rata share of the Statewide General Employees Retirement Fund net pension liability. PERA For purposes of measuring the net pension liability, deferred outflows/inflows of resources, and pension expense, information about the fiduciary net position of the Public Employees Retirement Association (PERA) and additions to/deductions from PERA’s fiduciary net position have been determined on the same basis as they are reported by PERA, except that PERA’s fiscal year end is June 30. For this purpose, plan contributions are recognized as of employer payroll paid dates and benefit payments, and refunds are recognized when due and payable in accordance with the benefit terms. Investments are reported at fair value . Deferred Outflows/Inflows of Resources In addition to assets, the Statements of Net Position report a separate section for deferred outflows of resources. This element represents a consumption of net position that applies to future periods, and therefore, will not be recognized as an outflow of resources (expense) until that time. The City reports deferred outflows of resources in the government-wide and proprietary fund Statements of Net Position in relation to the activity of the pension funds in which City employees participate. CITY OF SCANDIA, MINNESOTA NOTES TO THE BASIC FINANCIAL STATEMENTS DECEMBER 31, 2020 32 NOTE 1 SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) 1.E. ASSETS, LIABILITIES, DEFERRED OUTFLOWS/INFLOWS OF RESOURCES, AND EQUITY (Continued) In addition to liabilities, the Statements of Net Position and Balance Sheet report a separate section for deferred inflows of resources. This element represents an acquisition of net position or fund balance that applies to future periods, and therefore, will not be recognized as an inflow of resources (revenue) until that time. The City reports property taxes and special assessments as deferred inflows of resources in the governmental fund financial statements, in accordance with the modified accrual basis of accounting. In addition, the City reports deferred inflows of resources in the government-wide and proprietary fund Statements of Net Position in relation to the activity of pension funds in which City employees participate. See Notes 3 and 5 for additional information pertaining to the deferred outflows and deferred inflows recorded to account for pension activities. Compensated Absences It is the City’s policy to permit employees to accumulate a limited amount of earned but unused leave. All leave pay is accrued when incurred in the government-wide and proprietary fund financial statements. A liability for these amounts is reported in governmental funds only if they have matured, for example, as the result of an employee’s resignation or retirement. In the event a liability is recorded in the governmental funds, General Fund resources would be used to liquidate the compensated absences. Equity Classifications Government-wide Statements Equity is classified as net position and displayed in three components: Net Investment in Capital Assets – Consists of capital assets including restricted capital assets, net of accumulated depreciation and reduced by the outstanding balances of any bonds, mortgages, notes or other borrowings that are attributable to the acquisition, construction, or improvement of those assets. Restricted – Consists of net position with constraints placed on the use either by 1) external groups such as creditors, grantors, contributors, or laws or regulations of other governments; or 2) law through constitutional provisions or enabling legislation. Unrestricted – Remaining balance of net position that does not meet the definition of “restricted” or “net investment in capital assets.” It is the City’s policy to consider restricted net position to its depletion before unrestricted net position is applied. Fund Statements Governmental Fund Financial Statements – In the fund financial statements, governmental funds report fund balances as either nonspendable, restricted, committed, assigned, or unassigned. When the City incurs an expenditure for which it may use either restricted or unrestricted fund balances, it uses restricted fund balances first unless unrestricted fund balances will have to be returned because they were not used. When the City incurs an exp enditure for purposes for which amounts in any unrestricted fund balance classification could be used, it uses fund balances in the following order: Committed, assigned, unassigned. Nonspendable – Includes amounts that cannot be spent because they are either not in spendable form, or legally or contractually required to be maintained intact. The nonspendable fund balances at December 31, 2020 consist of inventory, prepaid expenditures, and advances to other funds. CITY OF SCANDIA, MINNESOTA NOTES TO THE BASIC FINANCIAL STATEMENTS DECEMBER 31, 2020 33 NOTE 1 SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) 1.E. ASSETS, LIABILITIES, DEFERRED OUTFLOWS/INFLOWS OF RESOURCES, AND EQUITY (Continued) Restricted – Includes the portion of fund balance which is not available for appropriation or which has been legally segregated for a specific purpose. Committed – Amounts that can only be used for specific purposes pursuant to constraints imposed by formal action (resolution) of the City Council, which is the highest level of decision making authority. Committed amounts cannot be used for any other purpose unless the City Council modifies or rescinds the commitment by resolution. Assigned – Amounts that are constrained by the City’s intent to be used for specific purposes, but are neither restricted nor committed. The City Administrator or his/her designee shall have the authority to assign fund balance. Unassigned – This classification represents fund balance that has not been assigned to other funds and that has not been restricted, committed, or assigned to specific purposes within the general fund. The City has formally adopted a policy under which it strives to maintain a minimum unassigned general fund balance equal to approximately 35%-50% of annual General Fund operating expenditures. See Note 2.E. for additional disclosures. Proprietary Fund Financial Statements – Proprietary fund equity is classified the same as in the government-wide statements, as described above. 1.F. REVENUES, EXPENDITURES, AND EXPENSES Property Tax Under state law, municipalities are limited in their ability to levy a property tax. The City levies its property tax for th e subsequent year during the month of December. The County of Washington is the collecting agency for the levy and remits the collections to the City. In the fund financial statements, property taxes are recorded as revenue in the period levied to the ex tent they are collected within 60 days of year-end. December 31 is the last day the City can certify a tax levy to the County for collection the following year. The County creates the tax list for all taxable property in the City and applies the applicable tax rate to the tax capacity of individual properties to arrive at the actual tax for each property. The County also collects all special assessments, except for certain prepayments paid directly to the City. The County collects all taxes and assessments, except as noted above. The County mails copies of all real estate and personal property tax statements. Each year, property owners are required to pay one half of their real estate taxes by May 15 and the balance by October 15. Penalties and interest are assessed to property owners who do not pay their property taxes and sp ecial assessments by the due dates. Delinquent taxes receivable include the past six years’ uncollected taxes. Delinquent taxes have been offset by deferred inflows of resources for taxes not received within 60 days after year end in the fund financial statements. Operating Revenues and Expenses Operating revenues and expenses for proprietary funds are those that result from providing services and producing and deliver ing goods and/or services. It also includes all revenue and expenses not related to capital and noncapital financing or investin g activities. CITY OF SCANDIA, MINNESOTA NOTES TO THE BASIC FINANCIAL STATEMENTS DECEMBER 31, 2020 34 NOTE 1 SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) 1.F. REVENUES, EXPENDITURES, AND EXPENSES (Continued) Expenditures/Expenses In the government-wide financial statements, expenses are classified by function for both governmental and business-type activities. In the fund financial statements, expenditures are classified as follows: Governmental Funds – By Character Current (further classified by Function) Debt Service Capital Outlay Proprietary Fund – By Operating and Nonoperating In the fund financial statements, governmental funds report expenditures of financial resources. Proprietary funds report expenses relating to use of economic resources. Interfund Transfers Permanent reallocations of resources between funds of the reporting entity are classified as interfund transfers. For the purpose of the Statement of Activities, all interfund transfers between individual governmental funds , as well as all interfund transfers between individual proprietary funds, have been eliminated. See additional information at Note 2.D. NOTE 2 DETAIL NOTES ON TRANSACTION CLASSES/ACCOUNTS The following notes present detail information to support the amounts reported in the basic financial statements for its various assets, liabilities, deferred outflows/inflows of resources, equity, revenues, and expenditures/expenses. 2.A. CASH, CASH EQUIVALENTS, AND INVESTMENTS Deposits In accordance with applicable Minnesota Statutes, the City maintains deposits at depository banks authorized by the City Council. Minnesota Statutes require that all City deposits be protected by insurance, surety bond, or collateral. The market value of collateral pledged must equal 110 percent of the deposits not covered by insurance or bonds. The City complies with such laws. Authorized collateral in lieu of a corporate surety bond includes: • United States Government Treasury bills, Treasury notes, Treasury bonds; • Issues of United States government agencies and instrumentalities as quoted by a recognized industry quotation service available to the government entity; CITY OF SCANDIA, MINNESOTA NOTES TO THE BASIC FINANCIAL STATEMENTS DECEMBER 31, 2020 35 NOTE 2 DETAIL NOTES ON TRANSACTION CLASSES/ACCOUNTS (Continued) 2.A. CASH, CASH EQUIVALENTS, AND INVESTMENTS (Continued) • A general obligation of a state or local government, with taxing powers, rated “A” or better; • A revenue obligation of a state or local government, with taxing powers, rated “AA” or better; • Unrated general obligation securities of a local government, with taxing powers, pledged as collateral against funds deposited by that same local government entity; • Irrevocable standby letter of credit issued by a Federal Home Loan Bank accompanied by written evidence that the Federal Home Loan Bank’s public debt is rated “AA” or better by Moody’s or Standard and Poor’s; or • Time deposits insured by any federal agency. Minnesota Statutes require that all collateral shall be placed in safekeeping in a restricted account at a Federal Reserve Bank, or in an account at a trust department of a commercial bank or other financial institution that is not owned or controlled by the financial institution furnishing the collateral. The selection should be approved by the City. At December 31, 2020, the City’s deposits were not exposed to custodial credit risk. The City’s deposits were sufficiently covered by federal depository insurance or by collateral held by the City’s agent in the City’s name. CITY OF SCANDIA, MINNESOTA NOTES TO THE BASIC FINANCIAL STATEMENTS DECEMBER 31, 2020 36 NOTE 2 DETAIL NOTES ON TRANSACTION CLASSES/ACCOUNTS (Continued) 2.B. CAPITAL ASSETS Capital asset activity for the year ended December 31, 2020 is as follows: Balance at Balance at 01/01/20 Additions Disposals Transfers 12/31/20 Governmental Activities: Capital Assets not Being Depreciated Land 487,735$ -$ -$ -$ 487,735$ Construction In Progress 55,798 497,473 - (515,309) 37,962 Total Capital Assets not Being Depreciated 543,533 497,473 - (515,309) 525,697 Capital Assets Being Depreciated Buildings 2,339,643 54,710 - 2,394,353 Equipment 1,120,827 230,735 (4,622) - 1,346,940 Vehicles 1,548,033 18,200 (32,980) - 1,533,253 Infrastructure 15,523,525 - - 515,309 16,038,834 Other Improvements 227,163 - (5,133) - 222,030 Total Capital Assets Being Depreciated 20,759,191 303,645 (42,735) 515,309 21,535,410 Less: Accumulated Depreciation Buildings (1,110,365) (51,767) - - (1,162,132) Equipment (671,533) (90,282) 4,622 - (757,193) Vehicles (748,839) (72,093) 32,873 - (788,059) Infrastructure (4,637,996) (397,300) - - (5,035,296) Other Improvements (124,464) (9,563) 5,133 - (128,894) Total Accumulated Depreciation (7,293,197) (621,005) 42,628 - (7,871,574) Total Capital Assets Being Depreciated, Net 13,465,994 (317,360) (107) 515,309 13,663,836 Capital Assets, Net 14,009,527$ 180,113$ (107)$ -$ 14,189,533$ Depreciation is charged to governmental activities as follows: General Government 17,405$ Public Safety 67,794 Public Works 518,174 Parks and Recreation 17,632 Total Depreciation Expense 621,005$ CITY OF SCANDIA, MINNESOTA NOTES TO THE BASIC FINANCIAL STATEMENTS DECEMBER 31, 2020 37 NOTE 2 DETAIL NOTES ON TRANSACTION CLASSES/ACCOUNTS (Continued) 2.B. CAPITAL ASSETS (Continued) Balance at Balance at 01/01/20 Additions Disposals Transfers 12/31/20 Business-Type Activities: Capital Assets not Being Depreciated Construction In Progress 24,874$ 110,665$ -$ (135,539)$ -$ Capital Assets Being Depreciated Sewer Plant 1,500,000 - - - 1,500,000 Equipment 134,195 - - 135,539 269,734 Uptown Sewer 243,827 - - - 243,827 Total Capital Assets Being Depreciated 1,878,022 - - 135,539 2,013,561 Less: Accumulated Depreciation Sewer Plant (900,000) (30,000) - - (930,000) Equipment (39,036) (12,643) - - (51,679) Uptown Sewer (68,074) (4,877) - - (72,951) Total Accumulated Depreciation (1,007,110) (47,520) - - (1,054,630) Total Capital Assets Being Depreciated, Net 870,912 (47,520) - 135,539 958,931 Business-Type Activities 895,786$ 63,145$ -$ -$ 958,931$ 2.C. NONCURRENT LIABILITIES The City’s long-term debt is segregated between the amounts to be repaid from governmental activities and amounts to be repaid from business-type activities (none). All bonds and certificates set forth below are direct obligations of the City and pledge the full faith and credit of the City. CITY OF SCANDIA, MINNESOTA NOTES TO THE BASIC FINANCIAL STATEMENTS DECEMBER 31, 2020 38 NOTE 2 DETAIL NOTES ON TRANSACTION CLASSES/ACCOUNTS (Continued) 2.C. NONCURRENT LIABILITIES (Continued) Debt Detail As of December 31, 2020, the long-term debt of the financial reporting entity consists of the following: Governmental Activities Issue Annual Interest Maturity Original Remaining Type of Debt Date Payment Rate(s)Date Amount Amount 2013 Equipment Certificate 7/13 $50,000 - $65,000 0.80-3.10%7/23 570,000$ 180,000$ 2017 Equipment Certificate 8/17 $32,000 2.35-2.75%8/22 160,000 64,000 Total Equipment Certificates Payable 244,000 Equipment Certificates Due Within One Year 92,000 Equipment Certificates Due After One Year 152,000$ Equipment Certificates Issue Annual Interest Maturity Original Remaining Type of Debt Date Payment Rate(s)Date Amount Amount G.O. Bonds, Series 2018A 5/18 $155,000 - $315,000 3.00-3.13%12/33 3,835,000$ 3,465,000$ Bonds Due Within One Year 220,000 Bonds Due After One Year 3,245,000$ General Obligation Bonds Changes in Noncurrent Liabilities The following is a summary of changes in noncurrent liabilities, excluding net pension liability, for the year ended December 31, 2020: Amounts Due Balance Balance Within Type of Debt 1/1/20 Additions Deductions 12/31/20 One Year Governmental Activities: Bonds 3,680,000$ -$ (215,000)$ 3,465,000$ 220,000$ Unamortized Bond Premium 52,189 - (3,728) 48,461 - Equipment Certificates 379,000 - (135,000) 244,000 92,000 Compensated Absences 28,060 39,121 (28,953) 38,228 38,228 Total 4,139,249$ 39,121$ (382,681)$ 3,795,689$ 350,228$ Interest and other fiscal charges total $117,055 in the Statement of Activities (included in Debt Service line). Interest and other fiscal charges total $122,540 for the Statement of Revenues, Expenditures and Changes in Fund Balances – Governmental Funds (included in the line Interest and Other Charges). CITY OF SCANDIA, MINNESOTA NOTES TO THE BASIC FINANCIAL STATEMENTS DECEMBER 31, 2020 39 NOTE 2 DETAIL NOTES ON TRANSACTION CLASSES/ACCOUNTS (Continued) 2.C. NONCURRENT LIABILITIES (Continued) Governmental activity debt is typically funded through the Debt Service Fund. Compensated absences is funded through the funds to which the respective employees’ wages are allocated. Annual Debt Service Requirements At December 31, 2020, the estimated annual debt service requirements to maturity, including principal and interest, are as follows: Years Ending December 31, Principal Interest Total 2021 312,000$ 110,953$ 422,953$ 2022 322,000 101,795 423,795 2023 295,000 92,155 387,155 2024 245,000 84,175 329,175 2025 250,000 76,825 326,825 2026-2030 1,365,000 267,275 1,632,275 2031-2033 920,000 57,594 977,594 Totals 3,709,000$ 790,772$ 4,499,772$ Governmental Activities 2.D. INTERFUND TRANSACTIONS AND BALANCES Operating transfers consist of the following for the year ended December 31, 2020: Transfers Capital Major Funds Out General Improvement Total General 30,000$ -$ 30,000$ 30,000$ Capital Improvement 17,700 17,700 - 17,700 Total 47,700$ 17,700$ 30,000$ 47,700$ Major Fund Transfers In Transfers are used to (a) move revenues from the fund that statute or budget requires to collect them to the fund that statute or budget require to expend them and to (b) use unrestricted revenues collected in the General Fund to finance various programs accounted for in other funds in accordance with budgetary authorizations. CITY OF SCANDIA, MINNESOTA NOTES TO THE BASIC FINANCIAL STATEMENTS DECEMBER 31, 2020 40 NOTE 2 DETAIL NOTES ON TRANSACTION CLASSES/ACCOUNTS (Continued) 2.D. INTERFUND TRANSACTIONS AND BALANCES (Continued) The interfund balances are as follows: Due To Fund Due From Fund Amount Reason Capital Improvement Uptown Sewer 18,468$ Sewer improvements Capital Improvement Park Capital Improvement 11,000 Lilleskogen Park improvements Capital Improvement General Fund 27,000 Community Center LED lighting improv. Governmental Funds Advances To/From 56,468 Due To Fund Due From Fund General Fund COVID Relief 1,415 Eliminate fund negative cash General Fund Debt Service 17,237 Eliminate sub-fund negative cash Total Interfund Balances 75,120$ Governmental Fund Elimination (56,652) Government-wide Internal Balances 18,468$ Long-Term Advances Short-Term Balances The Uptown Sewer Fund monies owed to the Capital Improvement Fund will be repaid as future sewer charges are collected and the cash flows become available. The Park Capital Improvement Fund monies owed to the Capital Improvement Fund will be repaid as park dedication fees and donations are received. The General Fund monies owed to the Capital Improvement Fund will be repaid via an annual payment of $3,000 per year. The remaining short -term balances above will be repaid as cash flows become available in the COVID Relief and Debt Service Funds. CITY OF SCANDIA, MINNESOTA NOTES TO THE BASIC FINANCIAL STATEMENTS DECEMBER 31, 2020 41 NOTE 2 DETAIL NOTES ON TRANSACTION CLASSES/ACCOUNTS (Continued) 2.E. FUND EQUITY At December 31, 2020, governmental fund equity consists of the following: General Fund Nonspendable - Prepaids and Inventory 14,800$ Unassigned 1,520,422 Total General Fund Balance 1,535,222$ Capital Improvements Fund Nonspendable - Advance to Other Fund 56,468$ Committed for Capital Improvements 804,191 Total Capital Improvement Fund 860,659$ Local Road Improvement Fund Committed for Local Road Improvements 690,730$ Assigned for Local Road Improvements 909,721 Total Local Road Improvement Fund 1,600,451$ Debt Service Fund Nonspendable - Prepaids 2,640$ Restricted for Debt Service 37,836 Unassigned (13,080) Total Debt Service Fund Balance 27,396$ Nonmajor Governmental Funds Restricted for Trail Development 175$ Committed for Economic Development 27,008 Committed for Park Improvements 139,827 Assigned for Cable TV 22,090 Assigned for Equipment Replacement 183,811 Unassigned (2,690) Total Nonmajor Governmental Funds Balance 370,221$ Additionally, funds with deficit fund balances at December 31, 2020 are as follows: Fund Deficit Nonmajor Special Revenue COVID Relief 2,690$ Fund This fund deficit is expected to be covered from future revenues, tax levies or transfers. CITY OF SCANDIA, MINNESOTA NOTES TO THE BASIC FINANCIAL STATEMENTS DECEMBER 31, 2020 42 NOTE 3 DEFINED BENEFIT PENSION PLANS - STATEWIDE Plan Description The City participates in the following cost-sharing multiple-employer defined benefit pension plans administered by the Public Employees Retirement Association of Minnesota (PERA). PERA’s defined benefit pension plans are established and administered in accordance with Minnesota Statutes Chapters 353 and 356. PERA’s defined benefit pension plans are tax qualified plans under Section 401 (a) of the Internal Revenue Code. General Employees Retirement Plan The General Employees Retirement Plan covers certain full time and part-time employees of the City. General Employees Plan members belong to the Coordinated Plan. Coordinated Plan members are covered by Social Security. Public Employees Police and Fire Plan The Police and Fire Plan, originally established for police officers and firefighters not covered by a local relief association, now covers all police officers and firefighters hired since 1980. Effective July 1, 1999, the Police and Fire Plan also covers po lice officers and firefighters belonging to local relief associations that elected to merge with and transfer assets and administration to PERA. Benefits Provided PERA provides retirement, disability, and death benefits. Benefit provisions are established by State Statute and can only be modified by the State Legislature. Vested terminated employees who are entitled to benefits, but are not receiving them yet, are bound by the provisions in effect at the time they last terminated their public service. General Employees Plan Benefits General Employees Plan benefits are based on a member’s highest average salary for any five successive years of allowable service, age, and years of credit at termination of service. Two methods are used to compute benefits for PERA's Coordinated Plan members. Members hired prior to July 1, 1989, receive the higher of Method 1 or Method 2 formulas. Only Method 2 is used for members hired after June 30, 1989. Under Method 1, the accrua l rate for Coordinated members is 1.2 percent of average salary for each of the first 10 years of service and 1.7 percent for each additional year. Under Method 2, the accrual rate f or Coordinated members is 1.7 percent for all years of service. For members hired prior to July 1, 1989, a full annuity is available when age plus years of service equal 90 and normal retirement age is 65. For members hired on or after July 1, 1989, normal retirement age is the age for unreduced Social Security benefits capped a t 66. Benefit increases are provided to benefit recipients each January. The postretirement increase is equal to 50 percent of the cost-of- living adjustment (COLA) announced by the SSA, with a minimum increase of at least 1 percent and a maximum of 1.5 pe rcent. Recipients that have been receiving the annuity or benefit for at least a full year as of the June 30 before the effective da te of the increase will receive the full increase. For recipients receiving the annuity or benefit for at least one month but less than a full year as of the June 30 before the effective date of the increase will receive a reduced prorated increase. For members retiring on January 1, 2024, or later, the increase will be delayed until normal retirement age (age 65 if hired prior to July 1, 1989, or age 66 for individuals hired on or after July 1, 1989). Members retiring under Rule of 90 are exempt from the delay to normal retirement. Police and Fire Plan Benefits Benefits for Police and Fire Plan members first hired after June 30, 2010, but before July 1, 2014, vest on a prorated basis from 50 percent after five years up to 100 percent after ten years of credited service. Benefits for Police and Fire Plan members fir st hired after June 30, 2014, vest on a prorated basis from 50 percent after ten years up to 100 percent after twenty years of credited service. The annuity accrual rate is 3 percent of average salary for each year of service. For Police and Fire Plan members w ho were first hired prior to July 1, 1989, a full annuity is available when age plus years of service equal at least 90. CITY OF SCANDIA, MINNESOTA NOTES TO THE BASIC FINANCIAL STATEMENTS DECEMBER 31, 2020 43 NOTE 3 DEFINED BENEFIT PENSION PLANS - STATEWIDE (Continued) Benefit increases are provided to benefit recipients each January. The postretirement increase will be fixed at 1 percent. Recipients that have been receiving the annuity or benefit for at least 36 months as of the June 30 before the effective date of the increase will receive the full increase. Recipients receiving the annuity or benefit for at least 25 mo nths but less than 36 months as of the June 30 before the effective date of the increase will receive a reduced prorated increase. Contributions Minnesota Statutes Chapter 353 sets the rates for employer and employee contributions. Contribution rates ca n only be modified by the State Legislature. General Employees Fund Contributions Coordinated Plan members were required to contribute 6.50 percent of their annual covered salary in fiscal year 2020 and the City was required to contribute 7.50 percent for Coordinated Plan members. The City’s contributions to the General Employees Fund for the year ended December 31, 2020 were $32,939. The City’s contributions are equal to the required contributions as set by State Statute. Police and Fire Fund Contributions Police and Fire member’s contribution rates increased from 11.30 percent of their a nnual salary to 11.80 percent and employer rates increased from 16.95 percent to 17.70 percent on January 1, 2020. The City’s contributions to the Police and Fire Fund for the year ended December 31, 2020 were $7,652. The City’s contributions were equal to the required contributions as set by State Statute. Pension Costs General Employees Fund Pension Costs At December 31, 2020, the City reported a liability of $335,746 for its proportionate share of the General Employees Fund’s net pension liability. The City’s net pension liability reflected a reduction due to the State of Minnesota’s contribution of $16 million. The State of Minnesota is considered a non-employer contributing entity and the State’s contribution meets the definition of a special funding situation. The State of Minnesota’s proportionate share of the net pension liability associated with the City totaled $10,402. The net pension liability was measured as of June 30, 2020, and the total pension liability used to calculate the net pension liability was determined by an actuarial valuation as of that date. The City’s proportion ate share of the net pension liability was based on the City’s contributions received by PERA during the measurement period for employer payroll paid date s from July 1, 2019, through June 30, 2020, relative to the total employer contributions received from all of PERA’s participating employers. The City’s proportionate share was 0.0056 percent at the end of the measurement period and 0.0056 percent for the beginning of the period. City’s proportionate share of the net pension liability: $335,746 State of Minnesota’s proportionate share of the net pension liability associated with the City 10,402 Total $346,148 For the year ended December 31, 2020, the City recognized pension expense of $29,815 for its proportionate share of the General Employees Plan’s pension expense. In addition, the City recognized an additional $905 as pension expense (and grant revenue) for its proportionate share of the State of Minnesota’s contribution of $16 million to the General Employees Fund. CITY OF SCANDIA, MINNESOTA NOTES TO THE BASIC FINANCIAL STATEMENTS DECEMBER 31, 2020 44 NOTE 3 DEFINED BENEFIT PENSION PLANS - STATEWIDE (Continued) At December 31, 2020, the City reported its proportionate share of the General Employees Plan’s deferred outflows of resources and deferred inflows of resources related to pensions from the following sources: Deferred Outflows of Deferred Inflows of Resources Resources Differences between expected and actual economic experience 3,062$ 1,270$ Changes in actuarial assumptions - 12,514 Difference between projected and actual investment earnings 6,382 - Changes in proportionate share 6,384 2,774 Contributions paid to PERA subsequent to the measurement date 16,525 - Total Deferred Outflows/Inflows 32,353$ 16,558$ The $16,525 reported as deferred outflows of resources related to pensions resulting from City contributions subsequent to the measurement date will be recognized as a reduction of the net pension liability in the year ended December 31, 20 21. Other amounts reported as deferred outflows and deferred inflows of resources related to pensions will be recognized in pension expense as follows: Year ended December 31: Pension Expense 2021 (13,407)$ 2022 (1,817)$ 2023 6,383$ 2024 8,111$ Police and Fire Fund Pension Costs At December 31, 2020, the City reported a liability of $18,316 for its proportionate share of the Police and Fire Fund’s net pension liability. The net pension liability was measured as of June 30, 2020, and the total pension liability used to calculate the net pension liability was determined by an actuarial valuation as of that da te. The City’s proportionate share of the net pension liability was based on the City’s contributions received by PERA during the measurement period for employer payroll paid date s from July 1, 2019 through June 30, 2020, relative to the total employer con tributions received from all of PERA’s participating employers. The City’s proportionate share was 0.0058 percent at the end of the measurement period and 0 percent for the beginning of the period. The State of Minnesota contributed $13.5 million to the Police and Fire Fund in the plan fiscal year ended June 30, 2020. The contribution consisted of $4.5 million in direct state aid that does meet the definition of a special funding situation and $9.0 million in supplemental state aid that does not meet the definition of a special funding situation. The $4.5 million direct state was paid on October 1, 2019. Thereafter, by October 1 of each year, the state will pay $9 million to the Police and Fire Fund unt il full funding is reached or July 1, 2048, whichever is earlier. The $9 million in supplemental state aid will continue until the fund is 90 percent funded, or until the State Patrol Plan (administered by the Minnesota State Retirement System) is 90 percent funded, whichever occurs later. CITY OF SCANDIA, MINNESOTA NOTES TO THE BASIC FINANCIAL STATEMENTS DECEMBER 31, 2020 45 NOTE 3 DEFINED BENEFIT PENSION PLANS - STATEWIDE (Continued) The State of Minnesota is included as a non -employer contributing entity in the Police and Fire Retirement Plan Schedule of Employer Allocations and Schedule of Pension Amounts by Employer, Current Reporting Period Only (pension allocation schedules) for the $4.5 million in direct state aid. Police and Fire Plan employers need to recognize their proportionate share of the State of Minnesota’s pension expense (and grant revenue) under GASB 68 special funding situation accounting and financial reporting requirements. For the year ended December 31, 2020, the City recognized pension expense of $23,508 for its proportionate share of the Police and Fire Plan’s pension expense. The City recognized $551 as grant revenue for its proportionate share of the State of Minnesota’s pension expense for the contribution of $4.5 million to the Police and Fire Fund. The State of Minnesota is not included as a non-employer contributing entity in the Police and Fire Pension Plan pension allocation schedules for the $9 million in supplemental state aid. The City recognized $522 for the year ended December 31, 2020 as revenue and an offsetting reduction of net pension liability for its proportionate share of the State of Minnesota’s on -behalf contributions to the Police and Fire Fund. City’s proportionate share of the net pension liability: $76,450 State of Minnesota’s proportionate share of the net pension liability associated with the City 1,790 Total $78,240 At December 31, 2020, the City reported its proportionate share of the Police and Fire Plan’s deferred outflows of resources and deferred inflows of resources related to pensions from the following sources: Deferred Outflows of Deferred Inflows of Resources Resources Differences between expected and actual economic experience 1,467$ -$ Changes in actuarial assumptions - 1,198 Difference between projected and actual investment earnings 13,242 - Changes in proportionate share 51,456 - Contributions paid to PERA subsequent to the measurement date 4,131 - Total Deferred Outflows/Inflows 70,296$ 1,198$ The $4,131 reported as deferred outflows of resources related to pensions resulting from City contributions subsequent to the measurement date will be recognized as a reduction of the net pension liability in the year ended December 31, 2021. Other amounts reported as deferred outflows and deferred inflows of resources related to pensions will be recognized in pension expense as follows: Year ended December 31: Pension Expense 2021 13,655$ 2022 13,655$ 2023 13,655$ 2024 13,655$ 2025 10,347$ CITY OF SCANDIA, MINNESOTA NOTES TO THE BASIC FINANCIAL STATEMENTS DECEMBER 31, 2020 46 NOTE 3 DEFINED BENEFIT PENSION PLANS - STATEWIDE (Continued) Total Pension Expense The total pension expense for all plans recognized by the City for the year ended December 31, 2020, including amortization of prior year deferred balances, was negative $7,542 . Actuarial Assumptions The total pension liability in the June 30, 2020, actuarial valuation was determined using an individual entry-age normal actuarial cost method and the following actuarial assumptions: Assumptions General Employees Fund Police and Fire Fund Inflation 2.25 percent per year 2.50 percent per year Active Member Payroll Growth 3.00 percent per year 3.25 percent per year Investment Rate of Return 7.50 percent 7.50 percent Salary increases were based on a service-related table. Mortality rates for active members, retirees, survivors, and disabilitants were based on Pub-2010 General Employee Mortality table for the General Employees Plan and RP 2014 tables for the Police and Fire Plan for males or females, as appropriate, with slight adjustments to fit PERA ’s experience. Cost of living benefit increases after retirement for retirees are assumed to be 1.25 percent per year for the General Employees Plan. For the Police and Fire Plan, cost of living benefit increases for retirees are 1.00 percent per year as set by State Statute. Actuarial assumptions used in the June 30, 2020 valuation were based on the results of actuarial experience studies. The most recent four-year experience study for the General Employees Plan was completed in 2019. The assumption changes were adopted by the Board and became effective with the July 1, 2020 actuarial valuation. The four-year experience study used for the Police and Fire Plan was completed in 2016. Inflation and investment return assumptions for the Police and Fire Plan are based on the General Employees Retirement Plan experience study completed in 2019. The most recent four -year experience studies for the Police and Fire Plan were completed in 2020. The recommended assumptions for those plans were adopted by the Board and will be effective with the July 1, 2021 actuarial valuations if approved by the Legislature. The following changes in actuarial assumptions and plan provisions occurred in 2020: General Employees Fund Changes in Actuarial Assumptions: • The price inflation assumption was decreased from 2.50 percent to 2.25 percent. • The payroll growth assumption was decreased from 3.25 percent to 3.00 percent. • Assumed salary increase rates were changed as recommended in the June 30, 2019 experience study. The net effect is assumed rates that average 0.25 percent less than previous rates. • Assumed rates of retirement were changed as recommended in the June 30, 2019 experience study. The changes result in more unreduced (normal) retirements and slightly fewer Rule of 90 and early retirements. • Assumed rates of termination were changed as recommended in the June 30, 2019 experience study. The new rates are based on service and are generally lower than the previous rates for years 2 -5 and slightly higher thereafter. • Assumed rates of disability were changed as recommended in the June 30, 2019 experience study. The change results in fewer predicted disability retirements for males and females. • The base mortality table for healthy annuitants and employees was changed from the RP -2014 table to the Pub-2010 General Mortality table, with adjustments. The base mortality table for disabled annuitants was changed from the RP- 2014 disabled annuitant mortality table to the PUB-2010 General/Teacher disabled annuitant mortality table, with adjustments. • The mortality improvement scale was changed from Scale MP-2018 to Scale MP-2019. • The assumed spouse age difference was changed from two years older for females to one year older. CITY OF SCANDIA, MINNESOTA NOTES TO THE BASIC FINANCIAL STATEMENTS DECEMBER 31, 2020 47 NOTE 3 DEFINED BENEFIT PENSION PLANS - STATEWIDE (Continued) • The assumed number of married male new retirees electing the 100 percent Joint & Survivor option changed from 35 percent to 45 percent. The assumed number of married female new retirees electing the 100 percent Joint & Survivor option changed from 15 percent to 30 percent. The correspo nding number of married new retirees electing the Life annuity option was adjusted accordingly. Changes in Plan Provisions: • Augmentation for current privatized members was reduced to 2.0 percent for the period July 1, 2020 through December 31, 2023 and 0.0 percent after. Augmentation was eliminated for privatizations occurring after June 30, 2020. Police and Fire Fund Changes in Actuarial Assumptions: • The mortality projection scale was changed from MP-2018 to MP-2019. Changes in Plan Provisions: • There have been no changes since the prior valuation. The State Board of Investment, which manages the investments of PERA, prepares an analysis of the reasonableness on a regular basis of the long-term expected rate of return using a building-block method in which best-estimate ranges of expected future rates of return are developed for each major asset class. These ranges are combined to produce an expected long-term rate of return by weighting the expected future rates of return by the target asset allocation percentages. The target allocation and best estimates of geometric real rates of return for each major asset class are summarized in the following table: Long-Term Expected Real Rate Asset Class Target Allocation of Return Domestic Stocks 35.5% 5.10% International Stocks 17.5% 5.30% Bonds (Fixed Income) 20.0% 0.75% Alternative Assets (Private Markets) 25.0% 5.90% Cash 2.0% 0.00% Total 100% Discount Rate The discount rate used to measure the total pension liability in 2019 was 7.50 percent. The projection of cash flows used to determine the discount rate assumed that contributions from plan members and employers will be made at rates set in Minnesota Statutes. Based on these assumptions, the fiduciary net position of the G eneral Employees Fund and the Police and Fire Fund were projected to be available to make all projected future benefit payments of current plan members. Therefore, the long-term expected rate of return on pension plan investments was applied to all periods of projected benefit payments to determine the total pension liability. Pension Liability Sensitivity The following presents the City’s proportionate share of the net pension liability for all plans it participates in, calculated using the discount rate disclosed in the preceding paragraph, as well as what the City’s proportionate share of the net pension liability would be if it were calculated using a discount rate one percentage point lower or one percentage point higher than the current dis count rate: CITY OF SCANDIA, MINNESOTA NOTES TO THE BASIC FINANCIAL STATEMENTS DECEMBER 31, 2020 48 NOTE 3 DEFINED BENEFIT PENSION PLANS - STATEWIDE (Continued) 6.50% $ 538,084 6.50%152,376$ 7.50%335,746$ 7.50%76,450$ 8.50%168,833$ 8.50%13,635$ 1% Increase in Discount Rate Current Discount Rate 1% Decrease in Discount Rate Sensitivity Analysis General Employees Fund Police and Fire Fund Pension Plan Fiduciary Net Position Detailed information about each pension plan’s fiduciary net position is available in a separately-issued PERA financial report that includes financial statements and required supplementary information . That report may be obtained on the Internet at www.mnpera.org. NOTE 4 DEFINED CONTRIBUTION PENSION PLAN - STATEWIDE The council members of the City of Scandia are covered by the Defined Contribution Plan, a multiple -employer deferred compensation plan administered by PERA. The Defined Contribution Plan is a tax qualified plan under Section 401(a) of the Internal Revenue Code and all contributions by or on behalf of employees are tax deferred until time of withdrawal. Plan benefits depend solely on amounts contributed to the plan plus investment earnings, less administrative expenses. Minnesota Statutes, Chapter 353D.03, specifies plan provisions, including the employee and employer contribution rates for those qualified personnel who elect to participate. An eligible elected official who decides to participate contributes five percent of salary which is matched by the elected official's employer. For ambulance service personnel, employer contributions are determined by the employer, and for salaried employees contributions must be a fixed percentage of salary. Employer contributions for volunteer personnel may be a unit value for each call or period of alert duty. Employees who are paid for their services may elect to m ake member contributions in an amount not to exceed the employer share. Employer and employee contributions are combined and used to purchase shares in one or more of the seven accounts of the Minnesota Supplemental Investment Fund. For administering the plan, PERA receives two percent of employer contribu tions and twenty-five hundredths of one percent (0.25 percent) of the assets in each member's account annually. Total contributions made by the City during fiscal year 2020 were: Contribution Amounts Percentage of Covered Payroll Required Employee Employer Employee Employer Rate $711 $711 5% 5% 5% NOTE 5 STATEWIDE VOLUNTEER FIREFIGHTER RETIREMENT PLAN Plan Description The Scandia Fire/Rescue participates in the Statewide Volunteer Firefighter Retirement Plan (Volunteer Firefighter Plan accounted for in the Volunteer Firefighter Fund), an agent multiple-employer lump-sum defined benefit pension plan administered by the Public Employees Retirement Association of Minnesota (PERA). The Volunteer Firefighter Plan covers volu nteer firefighters of municipal fire departments or independent nonprofit firefighting corporations that have elected to join the p lan. As of December 31, 2020, the plan covered 22 active firefighters and 5 vested terminated fire fighters whose pension benefits are deferred. The plan is established and administered in accordance with Minnesota Statutes, Chapter 353 G. CITY OF SCANDIA, MINNESOTA NOTES TO THE BASIC FINANCIAL STATEMENTS DECEMBER 31, 2020 49 NOTE 5 STATEWIDE VOLUNTEER FIREFIGHTER RETIREMENT PLAN (Continued) Benefits Provided The Volunteer Firefighter Plan provides retirement, death, and supplemental benefits to covered firefighters and survivors. Benefits are paid based on the number of years of service multiplied by a benefit level approved by the City. Members are eligible for a lump-sum retirement benefit at 50 years of age with five years of service. Plan provisions include a pro-rated vesting schedule that increases from 5 years at 40 percent through 20 years at 100 percent. Contributions The Volunteer Firefighter Plan is funded by fire state aid, investment earnings and, if necessary, employer contributions as specified in Minnesota Statutes, and voluntary City contributions. The State of Minnesota contributed $34,426 in fire state aid to the plan for the year ended December 31, 2020. Required employer contributions are calculated annually based on statutory provisions. The City of Scandia’s statutorily-required contributions to the Volunteer Firefighter Plan for the year ended December 31, 2020 were $0. Pension Costs At December 31, 2020, the City of Scandia reported a net pension asset of $92,771 for the Volunteer Firefighter Fund. The net pension asset was measured as of December 31, 2019. The total pension liability used to calculate the net pension asset in accordance with GASB 68 was determined by PERA applying an actuarial formula to specific census data certified by the fire department. The following table presents the changes in net pension asset during the year. Total Pension Plan Fiduciary Net Pension Liability Net Position Liability (Asset) Beginning Balance 12/31/18 490,428$ 604,335$ (113,907)$ Service Cost 31,774 - 31,774 Interest on Pension Liability 31,332 - 31,332 Actuarial Experience (Gains)/Losses (8,940) - (8,940) Projected Investment Earnings - 112,533 (112,533) Changes in Benefit Level 114,980 - 114,980 Contributions (State)- 36,266 (36,266) PERA Administrative Fee - (750) 750 SBI Investment Fee - (39) 39 Net Changes 169,146 148,010 21,136 Balance End of Year 12/31/19 659,574$ 752,345$ (92,771)$ For the year ended December 31, 2020, the City recognized pension expense of $80,320. At December 31, 2020, the City of Scandia reported deferred inflows of resources and deferred outflows of resources if contributions were made after the measurement date and for State contributions received by PERA after the measurement date , which can be found on the website for Minnesota Department of Revenue’s Fire State Aid, related to pensions from the following sources: CITY OF SCANDIA, MINNESOTA NOTES TO THE BASIC FINANCIAL STATEMENTS DECEMBER 31, 2020 50 NOTE 5 STATEWIDE VOLUNTEER FIREFIGHTER RETIREMENT PLAN (Continued) Deferred Outflows of Deferred Inflows of Resources Resources Differences between expected and actual economic experience -$ 41,803$ Difference between projected and actual investment earnings - 37,958 Total Deferred Outflows/Inflows -$ 79,761$ Amounts reported as deferred outflows and inflows of resources related to pensions will be recognized in pension expense as follows: Year ended December 31: Pension Expense 2021 (28,841)$ 2022 (26,390)$ 2023 (7,487)$ 2024 (17,043)$ Actuarial Assumptions The total pension liability at December 31, 2020, was determined using the entry age normal actuarial cost method and the following actuarial assumptions: • Retirement eligibility at the later of age 50 or 20 years of service • Investment rate of return of 6.0 percent • Inflation rate of 3.0 percent There were no changes in actuarial assumptions in 2019. Discount Rate The discount rate used to measure the total pension liability was six percent. The projection of cash flows used to determine the discount rate assumed that contributions to the Volunteer Firefighter Fund will be made as specified in statute. Based on th at assumption and considering the funding ratio of t he plan, the fiduciary net position was projected to be available to make all projected future benefit payments of current active and inactive members. Therefore, the long -term expected rate of return on pension plan investments was applied to all periods of projected benefit payments to determine the total pension liability. Pension Liability Sensitivity The following presents the City’s net pension asset for the Volunteer Firefighter Fund, calculated using the discount rate disclosed in the preceding paragraph, as well as what the City’s net pension asset would be if it were calculated using a discount rate one percent lower or one percent higher than the current discount rate: 1% Decrease in 1% Increase in Discount Rate (5.0%)Discount Rate (6.0%)Discount Rate (7.0%) Net Pension Asset 78,056$ 92,771$ 106,852$ CITY OF SCANDIA, MINNESOTA NOTES TO THE BASIC FINANCIAL STATEMENTS DECEMBER 31, 2020 51 NOTE 5 STATEWIDE VOLUNTEER FIREFIGHTER RETIREMENT PLAN (Continued) Plan Investments Investment Policy The Minnesota State Board of Investment (SBI) is established by Article XI of the Minnesota Constitution to invest all state funds. Its membership as specified in the Constitution is comprised of the governor (who is designated as chair of the board), state auditor, secretary of state and state attorney general. All investments undertaken by the SBI are governed by the prudent person rule and other standards codified in Minnesota Statutes, Chapter 11A and Chapter 353G. Within the requirements defined by state law, the SBI, with assistance of the SBI staff and the Investment Advisory Council, establishes investment policy for all funds under its control. These investments policies are tailored to the particular needs of each fund and specify investment objectives, risk tolerance, asset allocation, investment management structure and specific performance standards. Studies guide the on-going management of the funds and are updated periodically. Asset Allocation To match the long-term nature of the pension obligations, the SBI maintains a strategic asset allocation for the Volunteer Firefighter Plan that includes allocations to domestic equity, international equity, bonds and cash equivalents. The long -term target asset allocation and long-term expected real rate of return is the following: Long-Term Expected Asset Class Target Allocation Real Rate of Return Domestic Stocks 35% 5.10% International Stocks 15% 5.30% Bonds 45% 0.75% Unallocated Cash 5% 0.00% The six percent long-term expected rate of return on pension plan investments was determined using a building-block method. Best estimates for expected future real rates of return (expected returns, net of inflation) were developed for each asset class using both long-term historical returns and long-term capital market expectations from a number of inve stment management and consulting organizations. The asset class estimates and the target allocations were then combined to produce a geometric, lo ng- term expected real rate of return for the portfolio. Inflation expectations were applied to derive the nominal rate of return for the portfolio. Description of significant investment policy changes during the year The SBI made no significant changes to their investment policy during Fiscal Year 2019 for Volunteer Firefighter Fund. Pension Plan Fiduciary Net Position Detailed information about the Volunteer Firefighter Fund’s fiduciary net position as of December 31, 2019, is available in a separately-issued PERA financial report that includes financial statements and required supplementary information. That report may be obtained on the Internet at www.mnpera.org. CITY OF SCANDIA, MINNESOTA NOTES TO THE BASIC FINANCIAL STATEMENTS DECEMBER 31, 2020 52 NOTE 6 OTHER NOTES 6.A. RISK MANAGEMENT Claims and Judgements The City is exposed to various risks of loss related to torts; theft of, damage to, and destruction of assets; errors and omi ssions; injuries to employees; and natural disasters. To manage these risks, the City purchases commercial insurance. The City retains risk for the deductible portions of the insurance. The amounts of these deductibles are considered immaterial to the financi al statements. There were no significant reductions in insurance from the previous year settlements in excess of insurance for any of the past two years. Liabilities are reported when it is probable that a loss has occurred and the amount of the loss can be reasonably estimated. Liabilities, if any, include an amount for claims that have been incurred but not reported (IBNRs). The City’s management is not aware of any incurred but unreported claims. Public Health Emergency On January 30, 2020, the World Health Organization declared the coronavirus outbreak a “Public Health Emergency of International Concern” and on March 10, 2020, declared it to be a pandemic. Actions taken around the world to help mitigate the spread of the coronavirus include restrictions on travel, and quarantines in certain areas, and forced closures for certain t ypes of public places and businesses. The coronavirus and actions taken to mitigate it have had and are expected to continue to have an adverse impact on the economies and financial markets of many countries, including the geographical area in which the City operates. While it is unknown how long these conditions will last and what the complete financial effect will be to the City, to date, the City has not experienced any significant negative effects on its operations. 6.B. COMMITMENTS Law Enforcement Services The City receives law enforcement services under an agreement with Washington County. Such agreement automatically renews on an annual basis and calls for the City to compensate the County based on the actual costs incurred while providing service s under the agreement. Based on the 2021 contract budget, expenditures anticipated under this agreement for 2021 are estimated at $147,118. 6.C. SUBSEQUENT EVENTS Construction Projects Subsequent to year-end and prior to issuance of these financial statements, the City approved a contract for the 2021 Street Improvement Project at an approximate cost of $602,418. 53 REQUIRED SUPPLEMENTARY INFORMATION CITY OF SCANDIA, MINNESOTA BUDGETARY COMPARISON SCHEDULE – GENERAL FUND FOR THE YEAR ENDED DECEMBER 31, 2020 54 Budget Actual Variance with Amounts- Amounts Budget Original and Budgetary Over Final Basis (Under) REVENUES Taxes Property Taxes 1,495,500$ 1,533,411$ 37,911$ Franchise Taxes 11,500 5,104 (6,396) Gravel Tax 10,000 20,468 10,468 Total Taxes 1,517,000 1,558,983 41,983 Licenses and Permits 133,900 151,164 17,264 Intergovernmental Revenue State Revenue Market Value Credit 10,000 13,008 3,008 Police and Fire Aid 35,300 37,484 2,184 Other State Grants and Aids 8,000 11,293 3,293 County Revenue Other County Grants and Aids 7,900 8,000 100 Local Revenue Other Local Grants 4,500 3,100 (1,400) Total Intergovernmental Revenue 65,700 72,885 7,185 Charges for Services General Government 23,900 (1,323) (25,223) Police and Fire Contracts 36,500 36,484 (16) Streets and Highways 3,300 2,546 (754) Parks and Recreation 9,400 5,569 (3,831) Total Charges for Services 73,100 43,276 (29,824) Fines and Forfeitures 9,000 7,561 (1,439) Miscellaneous Revenue Investment Earnings 5,000 11,463 6,463 Refunds and Reimbursements - 720 720 Contributions and Donations 3,000 13,764 10,764 Other Miscellaneous 500 4,395 3,895 Total Miscellaneous Revenue 8,500 30,342 21,842 TOTAL REVENUES 1,807,200 1,864,211 57,011 EXPENDITURES General Government Mayor and Council 20,400 19,114 (1,286) Administration and Finance 220,300 205,155 (15,145) Other General Government 315,100 310,757 (4,343) Capital Outlay 7,600 9,648 2,048 Total General Government 563,400 544,674 (18,726) CITY OF SCANDIA, MINNESOTA BUDGETARY COMPARISON SCHEDULE – GENERAL FUND FOR THE YEAR ENDED DECEMBER 31, 2020 55 Budget Actual Variance with Amounts- Amounts Budget Original and Budgetary Over Final Basis (Under) Public Safety Police Current 139,100 120,532 (18,568) Fire Current 294,714 202,784 (91,930) Capital Outlay 1,400 9,967 8,567 Total Public Safety 435,214 333,283 (101,931) Public Works Street Maintenance and Storm Sewers 621,100 534,731 (86,369) Snow and Ice Removal 41,000 17,500 (23,500) Street Engineering 16,000 9,342 (6,658) Street Lighting 12,600 6,927 (5,673) Capital Outlay - Other - 190 190 Total Public Works 690,700 568,690 (122,010) Culture and Recreation Parks and Recreation Current 124,100 133,534 9,434 Capital Outlay - 3,532 3,532 Total Culture and Recreation 124,100 137,066 12,966 TOTAL EXPENDITURES 1,813,414 1,583,713 (229,701) EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES (6,214) 280,498 286,712 OTHER FINANCING SOURCES (USES) Transfers From Other Funds - 17,700 17,700 To Other Funds (3,000) (30,000) (27,000) TOTAL OTHER FINANCING SOURCES (USES)(3,000) (12,300) (9,300) NET CHANGE IN FUND BALANCES (9,214)$ 268,198 277,412$ FUND BALANCES - BEGINNING 1,267,024 FUND BALANCES - ENDING 1,535,222$ CITY OF SCANDIA, MINNESOTA SCHEDULE OF CITY’S PROPORTIONATE SHARE OF NET PENSION LIABILITY LAST TEN YEARS (Presented Prospectively) 56 City's Proportionate Share of the Net City's Pension Liability Proportionate Plan City's State's and the State's Share of the Net Fiduciary Net Proportionate Proportionate Proportionate Pension Liability Position as a For the City's Share of the Share of the Net Share of the Net (Asset) as a Percentage Measurement Proportion of the Net Pension Pension Liability Pension Liability City's Percentage of of the Total Year Ended Net Pension Liability Associated with Associated with Covered its Covered Pension June 30 Liability (Asset)(Asset) (a)the City (b)the City (a+b)Payroll (c)Payroll ((a+b)/c)Liability General Employees Retirement Pension Plan 2020 0.0056%335,746$ 10,402$ 346,148$ 403,027$ 85.9%79.1% 2019 0.0056%309,611$ 9,666$ 319,277$ 370,760$ 86.1%80.2% 2018 0.0057%316,213$ 10,395$ 326,608$ 380,371$ 85.9%79.5% 2017 0.0053%338,349$ 4,251$ 342,600$ 338,175$ 101.3%75.9% 2016 0.0057%462,812$ 6,071$ 468,883$ 357,680$ 131.1%68.9% 2015 0.0059%305,769$ -$ 305,769$ 342,106$ 89.4%78.2% Public Employees Police and Fire Pension Plan 2020 0.0058%76,450$ 1,790$ 78,240$ 20,323$ 385.0%87.2% Note: The schedule is provided prospectively beginning with the City's fiscal year ended December 31, 2015 and is intended to show a ten year trend. Additional years will be reported as they become available. 2020 was the first year during which City employees participated in the Public Employees Police and Fire Pension Plan. CITY OF SCANDIA, MINNESOTA SCHEDULE OF CITY PENSION CONTRIBUTIONS LAST TEN YEARS (Presented Prospectively) 57 Contributions in Relation to the Contributions as For the Fiscal Statutorily Statutorily Contribution City's a Percentage of Year Ended Required Required Deficiency Covered Covered December 31 Contribution Contribution (Excess)Payroll Payroll General Employees Retirement Pension Plan 2020 32,939$ 32,939$ -$ 439,187$ 7.50% 2019 29,072$ 29,072$ -$ 387,627$ 7.50% 2018 27,150$ 27,150$ -$ 362,002$ 7.50% 2017 27,172$ 27,172$ -$ 362,292$ 7.50% 2016 24,941$ 24,941$ -$ 334,592$ 7.45% 2015 25,468$ 25,468$ -$ 348,155$ 7.32% Public Employees Police and Fire Pension Plan 2020 7,652$ 7,652$ -$ 43,232$ 17.70% Statewide Volunteer Firefighter Pension Plan 2020 -$ -$ -$ N/A N/A 2019 -$ -$ -$ N/A N/A 2018 -$ -$ -$ N/A N/A 2017 -$ -$ -$ N/A N/A 2016 -$ -$ -$ N/A N/A 2015 -$ -$ -$ N/A N/A Note: The schedule is provided prospectively beginning with the City's fiscal year ended December 31, 2015 and is intended to show a ten year trend. Additional years will be reported as they become available. 2020 was the first year during which City employees participated in the Public Employees Police and Fire Pension Plan. CITY OF SCANDIA, MINNESOTA SCHEDULE OF CHANGES IN NET PENSION LIABILITY (ASSET) STATEWIDE VOLUNTEER FIREFIGHTER FUND LAST TEN YEARS (Presented Prospectively) 58 2019 2018 2017 2016 2015 2014 Changes in Total Pension Liability (TPL) Balance at January 1st 490,428$ 545,327$ 617,019$ 654,741$ 636,294$ 629,967$ Service Cost 31,774 25,342 28,912 24,777 23,343 22,874 Interest on the TPL 31,332 31,414 34,163 38,089 38,665 38,350 Actuarial Experience (Gains)/Losses (8,940) (17,415) (54,911) (11,188) (13,108) (27,553) Changes in Benefit Level 114,980 - 73,244 - - - Benefit Payments - (94,240) (153,100) (89,400) (30,453) (27,344) Balance at December 31st 659,574$ 490,428$ 545,327$ 617,019$ 654,741$ 636,294$ Plan Fiduciary Net Position (PFNP) Balance at January 1st 604,335$ 687,094$ 723,513$ 735,277$ 730,400$ 658,422$ Fire State Aid 27,954 26,919 26,278 26,738 27,129 24,368 Fire Supplemental Aid 6,472 6,405 6,359 6,486 6,638 5,896 Supplemental Benefit Reimbursement 1,840 3,000 2,000 - 1,000 2,955 Municipal Contributions - - - - - 18,259 Adjustment to Initial Asset Transfer - - - - - 5,368 Net Investment Income (Loss)112,533 (23,964) 83,014 45,186 1,367 43,226 Total Additions 148,799 12,360 117,651 78,410 36,134 100,072 Benefit Payments - (94,240) (153,100) (89,400) (30,453) (27,344) Administrative Expenses (789) (879) (970) (774) (804) (750) Total Reductions (789) (95,119) (154,070) (90,174) (31,257) (28,094) Balance at December 31st 752,345$ 604,335$ 687,094$ 723,513$ 735,277$ 730,400$ Net Pension Liability (Asset) - December 31st (92,771)$ (113,907)$ (141,767)$ (106,494)$ (80,536)$ (94,106)$ Plan Fiduciary Net Position as a Percentage of Total Pension Liability (Asset)114%123%126%117%112%115% Measurement Year Ended December 31, Note: The schedule is provided prospectively beginning with the City's fiscal year ended December 31, 2015 (December 31, 2014 measurement date) and is intended to show a ten year trend. Additional years will be reported as they become available. CITY OF SCANDIA, MINNESOTA NOTES TO THE REQUIRED SUPPLEMENTARY INFORMATION DECEMBER 31, 2020 59 NOTE 1 PUBLIC EMPLOYEES RETIREMENT PLAN – GENERAL EMPLOYEES FUND 2020 Changes Changes in Actuarial Assumptions • The price inflation assumption was decreased from 2.50 percent to 2.25 percent. • The payroll growth assumption was decreased from 3.25 percent to 3.00 percent. • Assumed salary increase rates were changed as recommended in the June 30, 2019 experience study. The net effect is assumed rates that average 0.25 percent less than previous rates. • Assumed rates of retirement were changed as recommended in the June 30, 2019 experience study. The changes result in more unreduced (normal) retirements and slightly fewer Rule of 90 and early retirements. • Assumed rates of termination were changed as recommended in the June 30, 2019 experience study. The new rates are based on service and are generally lower than the previous rates for years 2 -5 and slightly higher thereafter. • Assumed rates of disability were changed as recommended in the June 30, 2019 experience study. The change results in fewer predicted disability retirements for males and females. • The base mortality table for healthy annuitants and employees was changed from the RP -2014 table to the Pub-2010 General Mortality table, with adjustments. The base mortality table for disabled annuitants was changed from the RP- 2014 disabled annuitant mortality table to the PUB-2010 General/Teacher disabled annuitant mortality table, with adjustments. • The mortality improvement scale was changed from Scale MP-2018 to Scale MP-2019. • The assumed spouse age difference was changed from two years older for females to one year older. • The assumed number of married male new retirees electing the 100 percent Joint & Survivor option changed from 35 percent to 45 percent. The assumed number of married female new retirees electing the 100 percent Joint & Survivor option changed from 15 percent to 30 percent. The corresponding number of married new retirees electing the Life annuity option was adjusted accordingly. Changes in Plan Provisions • Augmentation for current privatized members was reduced to 2.0 percent for the period July 1, 2020 through December 31, 2023 and 0.0 percent after. Augmentation was eliminated for privatizations occurring after June 30, 2020. 2019 Changes Changes in Actuarial Assumptions • The mortality projection scale was changed from MP-2017 to MP-2018. Changes in Plan Provisions • The employer supplemental contribution was changed prospectively, decreasing from $31.0 million to $21.0 million per year. The State’s special funding contribution was changed prospectively, requiring $16.0 million due per year through 2031. 2018 Changes Changes in Actuarial Assumptions • The mortality projection scale was changed from MP-2015 to MP-2017. • The assumed benefit increase was changed from 1.00 percent per year through 2044 and 2.50 percent per year thereafter to 1.25 percent per year. CITY OF SCANDIA, MINNESOTA NOTES TO THE REQUIRED SUPPLEMENTARY INFORMATION DECEMBER 31, 2020 60 NOTE 1 PUBLIC EMPLOYEES RETIREMENT PLAN – GENERAL EMPLOYEES FUND (Continued) Changes in Plan Provisions • The augmentation adjustment in early retirement factors is eliminated over a five -year period starting July 1, 2019, resulting in actuarial equivalence after June 30, 2024. • Interest credited on member contributions decreased from 4.00 percent to 3.00 percent, beginning July 1, 2018. • Deferred augmentation was changed to 0.00 percent, effective January 1, 2019. Augmentation that has already accrued for deferred members will still apply. • Contribution stabilizer provisions were repealed. • Postretirement benefit increases were changed from 1.00 percent per year with a provision to increase to 2.50 percent upon attainment of 90.00 percent funding ratio to 50.00 percent of the Social Security Cost of Living Adjustment, not less than 1.00 percent and not more than 1.50 percent, beginning January 1, 2019. • For retirements on or after January 1, 2024, the first benefit increase is delayed until the retiree reaches normal retirement age; does not apply to Rule of 90 retirees, disability benefit recipients, or survivors. • Actuarial equivalent factors were updated to reflect revised mortality and interest assumptions. 2017 Changes Changes in Actuarial Assumptions • The Combined Service Annuity (CSA) loads were changed from 0.80 percent for active members and 60 percent for vested and non-vested deferred members. The revised CSA loads are now 0.00 percent for active member liability, 15.00 percent for vested deferred mem ber liability and 3.00 percent for non-vested deferred member liability. • The assumed post-retirement benefit increase rate was changed from 1.00 percent per year for all years to 1.00 percent per year through 2044 and 2.50 percent per year thereafter. Changes in Plan Provisions • The State’s contribution for the Minneapolis Employees Retirement Fund equals $16,000,000 in 2017 and 2018, and $6,000,000 thereafter. • The Employer Supplemental Contribution for the Minneapolis Employees Retirement Fund changed fro m $21,000,000 to $31,000,000 in calendar years 2019 to 2031. The state’s contribution changed from $16,000,000 to $6,000,000 in calendar years 2019 to 2031. 2016 Changes Changes in Actuarial Assumptions • The assumed post-retirement benefit increase rate was changed from 1.00 percent per year through 2035 and 2.50 percent per year thereafter to 1.00 percent per year for all years. • The assumed investment return was changed from 7.90 percent to 7.50 percent. The single discount rate was change d from 7.90 percent to 7.50 percent. • Other assumptions were changed pursuant to the experience study dated June 30, 2015. The assumed future salary increases, payroll growth, the inflation were decreased by 0.25 percent to 3.25 percent for payroll growth and 2.50 percent for inflation. Changes in Plan Provisions • There have been no changes since the prior valuation. CITY OF SCANDIA, MINNESOTA NOTES TO THE REQUIRED SUPPLEMENTARY INFORMATION DECEMBER 31, 2020 61 NOTE 1 PUBLIC EMPLOYEES RETIREMENT PLAN – GENERAL EMPLOYEES FUND (Continued) 2015 Changes Changes in Actuarial Assumptions • The assumed post-retirement benefit increase rate was changed from 1.00 percent per year through 2030 and 2.50 percent per year thereafter to 1.00 percent per year through 2035 and 2.50 percent per year thereafter. Changes in Plan Provisions • On January 1, 2015, the Minneapolis Employees Retirement Fund was merged into the General Employees Fund, which increased the total pension liability by $1.1 billion and increased the fiduciary plan net position by $892 million. Upon consolidation, state and employer contributions were revised; the State’s contribution of $6 million, which meets the special funding situation definition, was due September 2015. NOTE 2 PUBLIC EMPLOYEES RETIREMENT PLAN – POLICE AND FIRE FUND 2020 Changes Changes in Actuarial Assumptions • The mortality projection scale was changed from MP-2018 to MP-2019. Changes in Plan Provisions • There have been no changes since the prior valuation. NOTE 3 STATEWIDE VOLUNTEER FIREFIGHTER RETIREMENT PLAN 2019 Changes Changes in Actuarial Assumptions • There were no significant changes made to actuarial assumptions during 2019. 2018 Changes Changes in Actuarial Assumptions • There were no significant changes made to actuarial assumptions during 2018. 2017 Changes Changes in Actuarial Assumptions • There were no significant changes made to actuarial assumptions during 2017. CITY OF SCANDIA, MINNESOTA NOTES TO THE REQUIRED SUPPLEMENTARY INFORMATION DECEMBER 31, 2020 62 NOTE 3 STATEWIDE VOLUNTEER FIREFIGHTER RETIREMENT PLAN (Continued) 2016 Changes Changes in Actuarial Assumptions • There were no significant changes made to actuarial assumptions during 2016. 2015 Changes Changes in Actuarial Assumptions • There were no significant changes made to actuarial assumptions during 2015. 63 SUPPLEMENTARY INFORMATION CITY OF SCANDIA, MINNESOTA SUPPLEMENTAL COMBINING BALANCE SHEET MAJOR GOVERNMENTAL FUND – DEBT SERVICE FUND DECEMBER 31, 2020 64 2013 Equipment Certificates 2015 Equipment Certificates 2017 Equipment Certificates 2018A G.O. Street Bonds Total Debt Service ASSETS Cash and Cash Equivalents 21,089$ 15,452$ -$ -$ 36,541$ Property Taxes Receivable 796 499 401 3,756 5,452 Prepaids 2,640 - - - 2,640 TOTAL ASSETS 24,525$ 15,951$ 401$ 3,756$ 44,633$ LIABILITIES Due to Other Funds -$ -$ 1,604$ 15,633$ 17,237$ FUND BALANCE Nonspendable 2,640 - - - 2,640 Restricted 21,885 15,951 - - 37,836 Unassigned - - (1,203) (11,877) (13,080) Total Fund Balance 24,525 15,951 (1,203) (11,877) 27,396 TOTAL LIABILITIES AND FUND BALANCE 24,525$ 15,951$ 401$ 3,756$ 44,633$ CITY OF SCANDIA, MINNESOTA SUPPLEMENTAL COMBINING SCHEDULE OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE MAJOR GOVERNMENTAL FUND – DEBT SERVICE FUND FOR THE YEAR ENDED DECEMBER 31, 2020 65 2013 Equipment Certificates 2015 Equipment Certificates 2017 Equipment Certificates 2018A G.O. Street Bonds Total Debt Service REVENUES Taxes 68,309$ 42,835$ 34,416$ 322,206$ 467,766$ EXPENDITURES Debt Service: Principal 60,000 43,000 32,000 215,000 350,000 Interest and Other Charges 7,335 990 2,545 111,670 122,540 TOTAL EXPENDITURES 67,335 43,990 34,545 326,670 472,540 NET CHANGE IN FUND BALANCE 974 (1,155) (129) (4,464) (4,774) FUND BALANCE - BEGINNING 23,551 17,106 (1,074) (7,413) 32,170 FUND BALANCE - ENDING 24,525$ 15,951$ (1,203)$ (11,877)$ 27,396$ CITY OF SCANDIA, MINNESOTA COMBINING BALANCE SHEET ALL NONMAJOR GOVERNMENTAL FUNDS DECEMBER 31, 2020 66 Economic Development Authority Fund Cable TV Fund COVID Relief Gateway Trail Expansion Fund Park Capital Improvement Fund Equipment Replacement Fund Total Nonmajor Funds ASSETS Cash and Cash Equivalents 26,953$ 20,116$ -$ 175$ 150,499$ 183,483$ 381,226$ Property Taxes Receivable 55 - - - 328 328 711 Accounts Receivable - 1,974 - - - - 1,974 TOTAL ASSETS 27,008$ 22,090$ -$ 175$ 150,827$ 183,811$ 383,911$ LIABILITIES Accounts Payable -$ -$ 1,275$ -$ -$ -$ 1,275$ Due to Other Funds - - 1,415 - - - 1,415 Advances from Other Funds - - - - 11,000 - 11,000 Total Liabilities - - 2,690 - 11,000 - 13,690 FUND BALANCES Restricted - - - 175 - - 175 Committed 27,008 - - - 139,827 - 166,835 Assigned - 22,090 - - - 183,811 205,901 Unassigned - - (2,690) - - - (2,690) Total Fund Balances 27,008 22,090 (2,690) 175 139,827 183,811 370,221 TOTAL LIABILITIES AND FUND BALANCES 27,008$ 22,090$ -$ 175$ 150,827$ 183,811$ 383,911$ Special Revenue Capital Project CITY OF SCANDIA, MINNESOTA COMBINING STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE S ALL NONMAJOR GOVERNMENTAL FUNDS FOR THE YEAR ENDED DECEMBER 31, 2020 67 Economic Development Authority Fund Cable TV Fund COVID Relief Gateway Trail Expansion Fund Park Capital Improvement Fund Equipment Replacement Fund Total Nonmajor Funds REVENUES Taxes 4,419$ -$ -$ -$ 28,137$ 28,137$ 60,693$ Franchise Taxes - 20,331 - - - - 20,331 Intergovernmental - - 311,080 - 9,380 - 320,460 Interest Income 265 126 - - 1,614 1,887 3,892 Miscellaneous - - - - 802 13,500 14,302 TOTAL REVENUES 4,684 20,457 311,080 - 39,933 43,524 419,678 EXPENDITURES Current: General Government - 3,237 150,864 - - - 154,101 Parks and Recreation - - - - 8,663 - 8,663 Economic Development 881 - - - - - 881 Capital Outlay - - 162,906 - 26,080 93,499 282,485 TOTAL EXPENDITURES 881 3,237 313,770 - 34,743 93,499 446,130 NET CHANGE IN FUND BALANCES 3,803 17,220 (2,690) - 5,190 (49,975) (26,452) FUND BALANCES - BEGINNING 23,205 4,870 - 175 134,637 233,786 396,673 FUND BALANCES - ENDING 27,008$ 22,090$ (2,690)$ 175$ 139,827$ 183,811$ 370,221$ Special Revenue Capital Project CITY OF SCANDIA, MINNESOTA SCHEDULE OF INDEBTEDNESS FOR THE YEAR ENDED DECEMBER 31, 2020 (UNAUDITED) 68 Initial Outstanding Outstanding Principal Issue Interest Maturity Authorized Balance Balance Due Within Dates Rates Dates Issue 01/01/20 Issued Paid 12/31/20 One Year GOVERNMENTAL INDEBTEDNESS 2013 Certificates of Indebtedness 7/1/2013 0.80-3.10%7/1/2023 570,000$ 240,000$ -$ 60,000$ 180,000$ 60,000$ 2015 Certificates of Indebtedness 7/1/2015 1.40-2.30%7/1/2020 215,000 43,000 - 43,000 - - 2017 Certificates of Indebtedness 8/1/2017 2.35-2.75%8/1/2022 160,000 96,000 - 32,000 64,000 32,000 G.O. Street Reconstruction Bonds, Series 2018A 5/15/2018 3.00-3.13%12/15/2033 3,835,000 3,680,000 - 215,000 3,465,000 220,000 TOTAL INDEBTEDNESS 4,780,000$ 4,059,000$ -$ 350,000$ 3,709,000$ 312,000$ 69 OTHER REQUIRED REPORTS An Independently Owned Member, RSM US Alliance RSM US Alliance member firms are separate and independent businesses and legal entities that are responsible for their own acts and omissions, and each are separate and independent from RSM US LLP. RSM US LLP is the U.S. member firm of RSM International, a global network of independent audit, tax, and consulting firms. Members of RSM US Alliance have access to RSM International resources through RSM US LLP but are not member firms of RSM International. St. Cloud 320.251.0286 Little Falls 320.632.6311 Albany 320.845.2940 Maple Lake 320.963.5414 Monticello 763.295.5070 www.schlennerwenner.cpa INDEPENDENT AUDITOR’S REPORT ON INTERNAL CONTROL OVER FINANCIAL REPORTING AND ON COMPLIANCE AND OTHER MATTERS BASED ON AN AUDIT OF FINANCIAL STATEMENTS PERFORMED IN ACCORDANCE WITH GOVERNMENT AUDITING STANDARDS Honorable Mayor and City Council City of Scandia, Minnesota We have audited, in accordance with the auditing standards generally accepted in the United States of America and the standa rds applicable to financial audits contained in Government Auditing Standards issued by the Comptroller General of the United States, the financial statements of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of the City of Scandia, Minnesota (the City) as of and for the year ended December 31, 2020, and the related notes to the financial statements, which collectively comprise the City of Scandia’s basic financial statements and have issued our report thereon dated May 18, 2021. Internal Control Over Financial Reporting In planning and performing our audit of the financial statements, we considered the City of Scandia's internal control over financial reporting (internal control) as a basis for designing audit procedures that are appropriate in the circumstances for the purpose of expressing our opinions on the financial statements, but not for the purpose of expressing an opinion on the effectiveness of the City’s internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the City’s internal control. Our consideration of internal control was for the limited purpose described in the preceding paragraph and was not designe d to identify all deficiencies in internal control that might be material weaknesses or significant deficiencies and therefore, ma terial weaknesses or significant deficiencies may exist that have not been identified. However, as described in the accompanying Schedule of Findings and Responses, we identified certain deficiencies in internal control that we consider to be material weaknesses and significant deficiencies. A deficiency in internal control exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent, or detect and correct, misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control such that there is a reasonable possibility that a material misstatement of the entity’s financial statements will not be prevented, or detected and corrected on a timely basis. We consider the following deficiencies described in the accompanying Schedule of Findings and Responses to be material weaknesses: 2013-001 and 2019-001. A significant deficiency is a deficiency, or a combination of deficiencies, in internal control that is less sever that a ma terial weakness, yet important enough to merit attention by those charged with governance. We consider the following deficiency described in the accompanying Schedule of Findings and Responses to be a significant deficiency: 2019-002. 71 Compliance and Other Matters As part of obtaining reasonable assurance about whether the City of Scandia's financial statements are free from material misstatement, we performed tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements, noncompliance with which could have a direct and material effect on the financial statements. However, providing an opinion on compliance with those provisions was not an objective of our audit, and accordingly, we do not express such an opinion. The results of our tests disclosed no instances of noncompliance or other matters that are required to be reported under Government Auditing Standards. Minnesota Legal Compliance In connection with our audit, nothing came to our attention that caused us to believe that the City of Scandia failed to comply with the provisions of the contracting and bidding, deposits and investments, conflicts of interest, public indebtedness, claims a nd disbursements, miscellaneous provisions, and tax increment financing sections of the Minnesota Legal Compliance Audit Guide for Cities, promulgated by the State Auditor pursuant to Minn. Stat. § 6.65, insofar as they relate to accounting matters. However, our audit was not directed primarily toward obtaining knowledge of such noncompliance. Accordingly, had we performed additional procedures, other matters may have come to our attention regarding the City’s noncompliance with the above referenced provisions, insofar as they relate to accounting matters. City’s Response to Findings The City of Scandia’s response to the internal control findings identified in our audit have been included in the accompanying Schedule of Findings and Responses and Corrective Action Plans. The City’s response was not subjected to the auditing procedures applied in the audit of the financial statements and, accordingly, we express no opinion on it. Purpose of this Report The purpose of this report is solely to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on the effectiveness of the City’s internal control over financial reporting or on compliance. This report is an integral part of an audit performed in accordance with Government Auditing Standards in considering the City’s internal control over financial reporting and compliance. Accordingly, this communication is not suitable for any other purpose. SCHLENNER WENNER & CO. St. Cloud, Minnesota May 18, 2021 CITY OF SCANDIA, MINNESOTA SCHEDULE OF FINDINGS AND RESPONSES DECEMBER 31, 2020 72 FINANCIAL STATEMENT FINDINGS Finding 2013-001 Limited Segregation of Duties Condition: The City has limited segregation of accounting duties. Criteria: The basic premise of proper segregation of duties is that no one employee should have access to both physical assets and the related accounting records or to all phases of the transaction. Cause: There are a limited number of employees. Effect: The City’s lack of adequate segregation of accounting duties could adversely affect the City’s ability to initiate, record, process, and report financial data consistent with the assertions of management in the financial statements. Recommendation: Although the number of employees may not be large enough to eliminate this deficiency, we recommend that the City evaluate current procedures and segregate where possible and implement compensating controls. It is important that the Council is aware of this condition and monitor all financial information. Views of Responsible Officials And Planned Corrective Actions: Management agrees with the recommendation. See corresponding Corrective Action Plan. Finding 2019-001 Material Audit Adjustments Condition: Audit adjustments were required to correct material misstatements identified in the trial balance presented for the audit. Criteria: The City is required to report accurate financial information, in accordance with accounting principles generally accepted in the United States of America. Cause: The City failed to record all year-end adjustments required under the accrual basis of accounting and various other adjustments were required to corre ct misstatements. Effect: The misstatements in the trial balance presented for the audit resulted in the need to record audit adjustments to achieve fair financial statement presentation under accounting principles generally accepted in the United States of America. Recommendation: We recommend management perform a thorough review of the trial balance prior to the audit and ensure all accounts have been properly adjusted at year -end. Views of Responsible Officials And Planned Corrective Actions: Management agrees with the recommendation. See corresponding Corrective Action Plan. CITY OF SCANDIA, MINNESOTA SCHEDULE OF FINDINGS AND RESPONSES DECEMBER 31, 2020 73 FINANCIAL STATEMENT FINDINGS (Continued) Finding 2019-002 Financial Statement Preparation Condition: Schlenner Wenner & Co. drafts the financial statements for the City. These financial statements, including disclosures, were reviewed by management and management has taken responsibility for them. However, we believe that management would require additional training in accounting principles generally accepted in the United States of America to adequately apply such standards internally. Criteria: The City is required to report accurate financial information. Cause: The City’s staff does not possess the expertise to prepare financial statements internally. This is not unusual for a City of your size. Effect: The inability to internally prepare the City’s financial statements can result in undetected errors in financial reporting. Recommendation: While the City may not have adequate controls in place to eliminate this finding, the City should document its annual review of the financial statements. Views of Responsible Officials And Planned Corrective Actions: Management agrees with the recommendation. See corresponding Corrective Action Plan. CITY OF SCANDIA, MINNESOTA CORRECTIVE ACTION PLANS DECEMBER 31, 2020 74 FINANCIAL STATEMENT FINDINGS Finding 2013-001 Limited Segregation of Duties 1. Explanation of Disagreement with Audit Finding There is no disagreement with the audit finding. 2. Actions Planned in Response to Finding The City currently has the following procedures in place: o The City’s Department Heads review all invoices received. The City Council also reviews the monthly invoices and approves the expenditures. o The City utilizes claim listings which are approved by the City Administrator. The City will review current procedures and implement additional controls where possible. 3. Office Responsible Ken Cammilleri, City Administrator, is the official responsible for ensuring corrective action. 4. Planned Completion Date The Corrective Action Plan will be reviewed on an ongoing basis with no anticipated completion date. 5. Plan to Monitor Completion The City Council will be monitoring the Corrective Action Plan. Finding 2019-001 Material Audit Adjustments 1. Explanation of Disagreement with Audit Finding There is no disagreement with the audit finding. 2. Actions Planned in Response to Finding The City will continue to have Schlenner Wenner & Co. prepare certain audit adjustments and the City will review the adjustments and schedules provided to the auditor. The City will be more diligent in the review of schedules, including those prepared by third parties, to ensure they are correct and agree with the unaudited trial balance. 3. Office Responsible Ken Cammilleri, City Administrator, is the official responsible for ensuring corrective action. 4. Planned Completion Date The Corrective Action Plan will be reviewed on an ongoing basis with no anticipated completion date. 5. Plan to Monitor Completion The City Council will be monitoring the Corrective Action Plan. CITY OF SCANDIA, MINNESOTA CORRECTIVE ACTION PLANS DECEMBER 31, 2020 75 FINANCIAL STATEMENT FINDINGS (Continued) Finding 2019-002 Limited Segregation of Duties 1. Explanation of Disagreement with Audit Finding There is no disagreement with the audit finding. 2. Actions Planned in Response to Finding The City will continue to have Schlenner Wenner & Co. prepare the financial statements and will continue to document the annual review of the financial statements and related footnote disclosures. 3. Office Responsible Ken Cammilleri, City Administrator, is the official responsible for ensuring corrective action. 4. Planned Completion Date The Corrective Action Plan will be reviewed on an ongoing basis with no anticipated completion date. 5. Plan to Monitor Completion The City Council will be monitoring the Corrective Action Plan.